KGB

For other uses, see KGB (disambiguation).

Committee for State Security
Комитет государственной безопасности
Komitet Gosudarstvennoy Bezopasnosti
The KGB Sword-and-Shield emblem.
Agency overview
Formed	January 1, 1954; 57 years ago (1954-01-01)
Dissolved	6 November 1991 (de facto) 3 December 1991 (de jure)
Superseding agency	Federal Security Service
Jurisdiction	Council of Ministers of the USSR
Headquarters	Moscow, Russian SFSR, Soviet Union

The KGB (КГБ) was the commonly used acronym for the Russian:  Комитет государственной безопасности​ (help·info) (Komitet gosudarstvennoy bezopasnosti or Committee for State Security). It was the national security agency of the Soviet Union from 1954 until 1991, and was the premier internal security, intelligence, and secret police organization during that time.

The State Security Agency of the Republic of Belarus currently uses the Russian name KGB. While most of the KGB archives remain classified, two on-line documentary sources are available.^[1][2]

Mode of operation

A 1983 Time magazine article reported that the KGB was the world's most effective information-gathering organization.^[3] It operated legal and illegal espionage residencies in target countries where a legal resident gathered intelligence while based at the Soviet Embassy or Consulate, and, if caught, was protected from prosecution by diplomatic immunity. At best, the compromised spy either returned to the Soviet Union or was declared persona non grata and expelled by the government of the target country. The illegal resident spied, unprotected by diplomatic immunity, and worked independently of Soviet diplomatic and trade missions, (cf. the non-official cover CIA agent). In its early history, the KGB valued illegal spies more than legal spies, because illegal spies infiltrated their targets with greater ease. The KGB residency executed four types of espionage: (i) political, (ii) economic, (iii) military-strategic, and (iv) disinformation, effected with "active measures" (PR Line), counter-intelligence and security (KR Line), and scientific–technological intelligence (X Line); quotidian duties included SIGINT (RP Line) and illegal support (N Line).^[4]

At first, using the romantic and intellectual allure of "The First Worker–Peasant State" (1917), "The Fight Against Fascism" (1936–39), and the "Anti-Nazi Great Patriotic War" (1941–45) the Soviets recruited many idealistic, high-level Westerners as ideological agents, but the Russo–German Molotov-Ribbentrop Pact (1939) and the suppressed Hungarian Uprising (1956) and Prague Spring (1968) drastically limited ideological recruitment.

The KGB classified its spies as agents (intelligence providers) and controllers (intelligence relayers). The false-identity or legend assumed by a USSR-born illegal spy was elaborate, using the life of either a "live double" (participant to the fabrication) or a "dead double" (whose identity is tailored to the spy). The agent then substantiated his or her legend by living it in a foreign country, before emigrating to the target country, thus the sending of US-bound illegal residents via the Soviet embassy in Ottawa, Canada. Tradecraft included stealing and photographing documents, code-names, contacts, targets, and dead letter boxes, and working as a "friend of the cause" or agents provocateur, who would infiltrate the target group to sow dissension, influence policy, and arrange kidnappings and assassinations.

History

The Cheka was established to defend the October Revolution and the nascent Bolshevik state from its enemies—principally the monarchist White Army. To ensure the Bolshevik regime's survival, the Cheka suppressed counter-revolutionary activity with domestic terror and international deception. The scope of foreign intelligence operations prompted Lenin to authorise the Cheka's creation of the INO (Innostranyi Otdel – Foreign-intelligence Department)—the precursor to the First Chief Directorate (FCD) of the KGB. In 1922, Lenin's regime re-named the Cheka as the State Political Directorate (OGPU).^[5]

The OGPU expanded Soviet espionage nationally and internationally, and provided Stalin with head personal bodyguard: Nikolai Vlasik. The vagaries of Stalin's paranoia influenced the OGPU's performance and direction in the 1930s, i.e. Trotskyist conspiracies. Acting as his own analyst, Stalin unwisely subordinated intelligence analysis to intelligence collection. Eventually, reports pandered to his conspiracy fantasies. The middle history of the KGB culminates in the Great Purge (1936–1938) killings of civil, military, and government people deemed politically unreliable. Among those executed were NKVD chairmen Genrikh Yagoda (1938) and Nikolai Yezhov (1940); later, Lavrentiy Beria (1953) followed suit. Ironically, Yezhov denounced Yagoda for executing the Great Terror, which from 1937 to 1938 is called Yezhovshchina, the especially cruel "Yezhov era".^[6]

In 1941, under Chairman Lavrentiy Beria, the OGPU became the NKGB (People's Commissariat for State Security, integral to the NKVD) and recovered from the Great Purge of the thirties. Yet, the NKGB unwisely continued pandering to Stalin's conspiracy fantasies—whilst simultaneously achieving its deepest penetrations of the West. Next, Foreign Minister Vyacheslav Molotov centralised the intelligence agencies, re-organising the NKGB as the KI (Komitet Informatsii – Committee of Information), composed (1947–51) of the MGB (Ministry for State Security) and the GRU (Foreign military Intelligence Directorate). In practice making an ambassador head of the MGB and GRU legal residencies in his embassy; intelligence operations are under political control; the KI ended when Molotov incurred Stalin's disfavor. Despite its political end, the KI's contribution to Soviet Intelligence was reliant upon illegal residents- spies able to establish a more secure base of operations in the target country.^[7]

Moreover, expecting to succeed Joseph Stalin as leader of the USSR, the ambitious head of the MVD (Ministry of Internal Affairs), Lavrentiy Beria merged the MGB and the MVD on Stalin's death in 1953. Anticipating a coup d'etat, the Presidium swiftly eliminated Beria with treasonous charges of "criminal anti-Party and anti-state activities" and executed him. In the event, the MGB was renamed KGB and detached from the MVD.

Mindful of ambitious spy chiefs—and after deposing Premier Nikita Khrushchev—Secretary Leonid Brezhnev and the CPSU knew to manage the next over-ambitious KGB Chairman, Aleksandr Shelepin (1958–61), who facilitated Brezhnev's palace coup d'état against Khrushchev in 1964—despite Shelepin not then being in KGB. With political reassignments, Shelepin protégé Vladimir Semichastny (1961–67) was sacked as KGB Chairman, and Shelepin, himself, was demoted from chairman of the Committee of Party and State Control to Trade Union Council chairman.

In the 1980s, the glasnost liberalisation of Soviet society provoked KGB Chairman Vladimir Kryuchkov (1988–91) to lead the August 1991 Soviet coup d'état attempt to depose President Mikhail Gorbachev. The thwarted coup d'état ended the KGB on 6 November 1991. The KGB's successors are the secret police agency FSB (Federal Security Service of the Russian Federation) and the espionage agency SVR (Foreign Intelligence Service).

KGB in the US

The world war interregnum

The GRU (military intelligence) recruited the ideological agents Julian Wadleigh and Alger Hiss, who became State Department diplomats in 1936. The NKVD's first US operation was establishing the legal residency of Boris Bazarov and the illegal residency of Iskhak Akhmerov in 1934.^[8] Throughout, the Communist Party USA (CPUSA) and its Gen.-Sec'y Earl Browder, helped NKVD recruit Americans, working in government, business, and industry.

Other important, high-level ideological agents were the diplomats Laurence Duggan and Michael Whitney Straight in the State Department, the statistician Harry Dexter White in the Treasury Department, the economist Lauchlin Currie (an FDR advisor), and the "Silvermaster Group", headed by statistician Greg Silvermaster, in the Farm Security Administration and the Board of Economic Warfare.^[9] Moreover, when Whittaker Chambers, formerly Alger Hiss's courier, approached the Roosevelt Government—to identify the Soviet spies Duggan, White, and others—he was ignored. Hence, during the Second World War (1939–45)—at the Teheran (1943), Yalta (1945), and Potsdam (1945) conferences—Big Three Ally Joseph Stalin of the USSR, was better-informed about the war affairs of his US and UK allies, than they about his.^[10]

Soviet espionage succeeded most in collecting scientific and technologic intelligence about advances in jet propulsion, radar, and encryption, which impressed Moscow, but stealing atomic secrets was the capstone of NKVD espionage against Anglo–American science and technology. To wit, British Manhattan Project team physicist Klaus Fuchs (GRU 1941) was the main agent of the Rosenberg spy ring.^{[citation needed]} In 1944, the New York City residency infiltrated the top secret Los Alamos National Laboratory in New Mexico, by recruiting Theodore Hall, a nineteen-year-old Harvard physicist.

During the Cold War

The KGB failed to rebuild most of its US illegal resident networks. The aftermath of the Second Red Scare (1947–57), McCarthyism, and the destruction of the CPUSA hampered recruitment. The last major illegal resident, Rudolf Abel ("Willie" Vilyam Fisher), was betrayed by his assistant, Reino Häyhänen, in 1957.

Recruitment then emphasised mercenary agents, an approach especially successful^{[citation needed][quantify]} in scientific and technical espionage—because private industry practiced lax internal security, unlike the US Government. In late 1967, the notable KGB success was the walk-in recruitment of US Navy Chief Warrant Officer John Anthony Walker who individually and via the Walker Spy Ring for eighteen years enabled Soviet Intelligence to decipher some one million US Navy messages, and track the US Navy.^[11]

In the late Cold War, the KGB was lucky with intelligence coups with the cases of the mercenary walk-in recruits, FBI man Robert Hanssen (1979–2001) and CIA Soviet Division officer Aldrich Ames (1985).^[12]

KGB in the Soviet Bloc

KGB^{[citation needed]} prison doors displayed in the Museum of Occupations, Tallinn, Estonia.

It was Cold War policy for the KGB of the Soviet Union and the secret services of the satellite-states to extensively monitor public and private opinion, internal subversion, and possible revolutionary plots in the Soviet Bloc. In supporting those Communist governments, the KGB was instrumental in crushing the Hungarian Revolution of 1956, and the Prague Spring of "Socialism with a Human Face," in 1968 Czechoslovakia.

During the Hungarian revolt, KGB chairman Ivan Serov, personally supervised the post-invasion "normalization" of the country. In consequence, KGB monitored the satellite-state populations for occurrences of "harmful attitudes" and "hostile acts;" yet, stopping the Prague Spring, deposing a nationalist Communist government, was its greatest achievement.

Russian Prime Minister Vladimir Putin worked extensively in Dresden, East Germany during the 1980s.

The KGB prepared the Red Army's route by infiltrating to Czechoslovakia many illegal residents disguised as Western tourists. They were to gain the trust of and spy upon the most outspoken proponents of Alexander Dubček's new government. They were to plant subversive evidence, justifying the USSR's invasion, that right-wing groups—aided by Western intelligence agencies—were going to depose the Communist government of Czechoslovakia. Finally, the KGB prepared hardline, pro-USSR members of the Communist Party of Czechoslovakia (CPC), such as Alois Indra and Vasil Biľak, to assume power after the Red Army's invasion. The courage of the betrayed Prague Spring leaders did not escape KGB notice; the defector Oleg Gordievsky later remarked, "It was that dreadful event, that awful day, which determined the course of my own life" (The Sword and the Shield, p. 261).

The KGB's Czech success in the 1960s was matched with the failed suppression of the Solidarity labour movement in 1980s Poland. The KGB had forecast political instability consequent to the election of Archbishop of Kraków Karol Wojtyla, as the first Polish Pope, John Paul II, whom they had categorised as "subversive," because of his anti-Communist sermons against the one-party PUWP régime. Despite its accurate forecast of crisis, the Polish United Workers' Party (PUWP) hindered the KGB's destroying the nascent Solidarity-backed political movement, fearing explosive civil violence if they imposed the KGB-recommended martial law. Aided by their Polish counterpart, the Służba Bezpieczeństwa (SB), the KGB successfully infiltrated spies to Solidarity and the Catholic Church, and in Operation X co-ordinated the declaration of martial law with Gen. Wojciech Jaruzelski and the Polish Communist Party; however, the vacillating, conciliatory Polish approach blunted KGB effectiveness—and Solidarity then fatally weakened the Communist Polish government in 1989.

Suppressing ideological subversion

Monument to KGB victims, Vilnius, Lithuania.

During the Cold War, the KGB actively suppressed "ideological subversion"—unorthodox political and religious ideas and the espousing dissidents. In 1967, the suppression increased under new KGB Chairman Yuri Andropov, who said all dissent threatened the Soviet state—including anti-Communist religious movements. Most arrested dissidents were sentenced to indefinite terms in Gulag-administered forced labour camps—where their dissension lacked the strength it might have had in public. Moreover, Yale University archive documents record that suppressing "ideological subversion" was the principal preoccupation of Yuri Andropov and Vitali Fedorchuk when each was KGB Chairman.^[1]

After denouncing Stalinism in his secret speech On the Personality Cult and its Consequences (1956), Nikita Khrushchev lessened suppression of "ideological subversion". Resultantly, critical literature re-emerged, notably the novel One Day in the Life of Ivan Denisovich (1962), by Aleksandr Solzhenitsyn; however, after Khrushchev's deposition in 1964, Leonid Brezhnev reverted the State and KGB to actively harsh suppression—routine house searches to seize documents and the continual monitoring of dissidents. To wit, in 1965, such a search-and-seizure operation yielded Solzhenitsyn (code-name PAUK, "spider") manuscripts of "slanderous fabrications", and the subversion trial of the novelists Andrei Sinyavsky and Yuli Daniel; Sinyavsky (alias "Abram Tertz"), and Daniel (alias "Nikolai Arzhak"), were captured after a Moscow literary-world informant told KGB when to find them at home.

After suppressing the Prague Spring, KGB Chairman Andropov established the Fifth Directorate to monitor dissension and eliminate dissenters. He was especially concerned with the Aleksandr Solzhenitsyn and Andrei Sakharov, "Public Enemy Number One".^[13] Andropov failed to expel Solzhenitsyn before 1974; but did internally-exile Sakharov to Gorky city [Nizhny Novgorod] in 1980. KGB failed to prevent Sakharov's collecting his Nobel Peace Prize in 1975, but did prevent Yuri Orlov collecting his Nobel Prize in 1978; Chairman Andropov supervised both operations.

KGB dissident-group infiltration featured agents provocateur pretending "sympathy to the cause", smear campaigns against prominent dissidents, and show trials; once imprisoned, the dissident endured KGB interrogators and sympathetic informant-cell mates. In the event, Mikhail Gorbachev's glasnost policies lessened persecution of dissidents; he was effecting some of the policy changes they had been demanding since the 1970s.^[14]

Notable operations

Former head of Azerbaijan SSR KGB Heydar Aliyev, ex–Azerbaijani President

• With the Trust Operation, the OGPU successfully deceived some leaders of the right-wing, counter-revolutionary White Guards back to the USSR for execution.
• NKVD infiltrated and destroyed Trotskyist groups; in 1940, the Spanish agent Ramón Mercader assassinated Leon Trotsky in Mexico City.
• KGB favoured active measures (e.g. disinformation), in discrediting the USSR's enemies.
• For war-time, KGB had ready sabotage operations arms caches in target countries.

In the 1960s, acting upon the information of KGB defector Anatoliy Golitsyn, the CIA counter-intelligence chief, James Jesus Angleton, believed KGB had moles in two key places—the counter-intelligence section of CIA and the FBI's counter-intelligence department—through whom they would know of, and control, US counter-espionage to protect the moles and hamper the detection and capture of other Communist spies. Moreover, KGB counter-intelligence vetted foreign intelligence sources, so that the moles might "officially" approve an anti-CIA double agent as trustworthy. In retrospect, the captures of the moles Aldrich Ames and Robert Hanssen, proved Angleton—ignored as over-cautious—was correct, despite costing him his job at CIA, which he left in 1975.^{[citation needed]}

The highest-ranking Communist intelligence officer to defect, Lt. Gen. Ion Mihai Pacepa, said the Romanian Communist party leader Nicolae Ceauşescu told him about the "ten international leaders the Kremlin killed, or tried to kill": Laszlo Rajk and Imre Nagy of Hungary; Lucretiu Patrascanu and Gheorghiu-Dej of Romania; Rudolf Slansky, the head of Czechoslovakia, and chief diplomat Jan Masaryk; Mohammad Reza Pahlavi, the Shah of Iran; Palmiro Togliatti of Italy; US President John F. Kennedy; and Mao Zedong of China via Lin Biao; and noted that "among the leaders of Moscow's satellite intelligence services, there was unanimous agreement that the KGB had been involved in the assassination of President Kennedy."^[15]

In the mid-1970s, the KGB tried to secretly buy three banks in northern California to gain access to high-technology secrets. Their efforts, however, were thwarted by the CIA. The banks were Peninsula National Bank in Burlingame, the First National Bank of Fresno, and the Tahoe National Bank in South Lake Tahoe. These banks had made numerous loans to advanced technology companies and had many of their officers and directors as clients. The KGB used the Moscow Narodny Bank Limited to finance the acquisition, and an intermediary, Singaporean businessman Amos Dawe, as the frontman.^[16]

Organization of the KGB

Senior staff

The Chairman of the KGB, First Deputy Chairmen (1–2), Deputy Chairmen (4–6). Its policy Collegium comprised a chairman, deputy chairmen, directorate chiefs, and republican KGB chairmen.

The directorates

• First Chief Directorate (Foreign Operations) – foreign espionage.
• Second Chief Directorate – counter-intelligence, internal political control.
• Third Chief Directorate (Armed Forces) – military counter-intelligence and armed forces political surveillance.
• Fourth Directorate (Transportation security)
• Fifth Chief Directorate – censorship and internal security against artistic, political, and religious dissension; renamed "Directorate Z", protecting the Constitutional order, in 1989.
• Sixth Directorate (Economic Counter-intelligence, industrial security)
• Seventh Directorate (Surveillance) – of Soviet nationals and foreigners.
• Eighth Chief Directorate – monitored-managed national, foreign, and overseas communications, cryptologic equipment, and research and development.
• Ninth Directorate (Guards and KGB Protection Service) 40,000-man uniformed bodyguard for the CPSU leaders and families, guarded critical government installations (nuclear weapons, etc.), operated the Moscow VIP subway, and secure Government–Party telephony. Pres. Yeltsin transformed it to the Federal Protective Service (FPS).
• Fifteenth Directorate (Security of Government Installations)
• Sixteenth Directorate (SIGINT and communications interception) operated the national and government telephone and telegraph systems.
• Border Guards Directorate responsible for the USSR's border troops.
• Operations and Technology Directorate – research laboratories for recording devices and Laboratory 12 for poisons and drugs.

Other units

• KGB Personnel Department
• Secretariat of the KGB
• KGB Technical Support Staff
• KGB Finance Department
• KGB Archives
• KGB Irregulars
• Administration Department of the KGB, and
• The CPSU Committee.
• KGB Spetsnaz (special operations) units such as:

• The Alpha Group
• The Vympel, etc.

• Kremlin Guard Force for the Presidium, et al., then became the FPS.

History of the KGB

Main article: Chronology of Soviet secret police agencies

Organization	Chairman	Dates
Cheka–GPU–OGPU	Felix Edmundovich Dzerzhinsky	1917–26
OGPU	Vyacheslav Rudolfovich Menzhinsky	1926–34
NKVD	Genrikh Grigoryevich Yagoda	1934–36
	Nikolai Ivanovich Yezhov	1936–38
	Lavrenti Pavlovich Beria	1938–41
NKGB	Vsevolod Nikolayevich Merkulov	1941 (Feb–Jul)
NKVD	Lavrenti Pavlovich Beria	1941–43
NKGB–MGB	Vsevolod Nikolayevich Merkulov	1943–46
MGB	Viktor Semyonovich Abakumov	1946–51
	Semyon Denisovich Ignatyev	1951–53
	Lavrenti Pavlovich Beria	1953 (Mar–Jun)
	Sergei Nikiforovich Kruglov	1953–54
KGB	Ivan Aleksandrovich Serov	1954–58
	Aleksandr Nikolayevich Shelepin	1958–61
	Vladimir Yefimovich Semichastny	1961–67
	Yuri Vladimirovich Andropov	1967–82
	Vitali Vasilyevich Fedorchuk	1982 (May–Dec)
	Viktor Mikhailovich Chebrikov	1982–88
	Vladimir Aleksandrovich Kryuchkov	1988–91
	Vadim Viktorovich Bakatin	1991 (Aug–Nov)

See also

• Active measures
• Chronology of Soviet secret police agencies
• CIA
• Eastern Bloc politics
• FBI
• Federal Agency of Government Communications and Information
• Federal Protective Service
• Federal Security Service
• Foreign Intelligence Service
• History of Soviet espionage
• Index of Soviet Union-related articles
• ISI
• KGB victim memorials
• Ministry of Internal Affairs
• Mitrokhin Archive
• Numbers station
• Presidential Security Service
• RAW
• Sanzo Nosaka
• SMERSH
• Venona
• World Peace Council

Soviet Union portal

Notes

1. ^ ^{a b} Yale.edu, The KGB File of Andrei Sakharov, Joshua Rubenstein and Alexander Gribanov eds., in Russian and English.
2. ^ JHU.edu, archive of documents about Communist Party of the Soviet Union and KGB, collected by Vladimir Bukovsky.
3. ^ Eyes of the Kremlin
4. ^ The Sword and the Shield (1999) p. 38
5. ^ The Sword and the Shield (1999) p. 28
6. ^ The Sword and the Shield (1999) p. 23
7. ^ The Sword and the Shield (1999) p. 146
8. ^ The Sword and the Shield (1999) p. 104
9. ^ The Sword and the Shield (1999) pp. 104–5
10. ^ The Sword and the Shield (1999) p. 111
11. ^ The Sword and the Shield (1999) p. 205
12. ^ The Sword and the Shield (1999) p. 435
13. ^ The Sword and the Shield (1999) p. 325
14. ^ The Sword and the Shield (1999) p. 561
15. ^ The Kremlin's Killing Ways, by Ion Mihai Pacepa, National Review Online, 28 November 2006
16. ^ Tolchin, Martin (16 February 1986). "Russians sought U.S. banks to gain high-tech secrets". New York Times. http://www.nytimes.com/1986/02/16/us/russians-sought-us-banks-to-gain-high-tech-secrets.html. 

References

• Christopher Andrew and Vasili Mitrokhin, The Mitrokhin Archive: The KGB in Europe and the West, Gardners Books (2000) ISBN 0-14-028487-7; Basic Books (1999) ISBN 0-465-00310-9; trade (2000) ISBN 0-465-00312-5
• Christopher Andrew and Vasili Mitrokhin, The World Was Going Our Way: The KGB and the Battle for the Third World, Basic Books (2005) ISBN 0-465-00311-7
• John Barron, KGB: The Secret Work of Soviet Secret Agents, Reader's Digest Press (1974) ISBN 0-88349-009-9
• Amy Knight, The KGB: Police and Politics in the Soviet Union, Unwin Hyman (1990) ISBN 0-04-445718-9
• Richard C.S. Trahair and Robert Miller, Encyclopedia of Cold War Espionage, Spies, and Secret Operations, Enigma Books (2009) ISBN 978-1-929631-75-9

Further reading

• Yevgenia Albats and Catherine A. Fitzpatrick, The State Within a State: The KGB and Its Hold on Russia — Past, Present, and Future Farrar Straus Giroux (1994) ISBN 0-374-52738-5.
• John Barron, KGB: The Secret Works of Soviet Secret Agents Bantam Books (1981) ISBN 0-553-23275-4
• Vadim J. Birstein. The Perversion Of Knowledge: The True Story of Soviet Science. Westview Press (2004) ISBN 0-8133-4280-5
• John Dziak Chekisty: A History of the KGB, Lexington Books (1988) ISBN 978-0-669-10258-1
• Sheymov, Victor (1993). Tower of Secrets. Naval Institute Press. pp. 420. ISBN 1-55750-764-3. 
• (Russian) Бережков, Василий Иванович (2004). Руководители Ленинградского управления КГБ : 1954-1991. Санкт-Петербург: Выбор, 2004. ISBN 5-93518-035-9
• Кротков, Юрий (1973). «КГБ в действии». Published in «Новый журнал» №111, 1973 (in Russian)

External links

• For Cold War KGB activity in the US, see Alexander Vassiliev's Notebooks from the Cold War International History Project (CWIHP)
• KGB Information Center, Federation of American Scientists
• Viktor M. Chebrikov et al., eds. Istoriya sovetskikh organov gosudarstvennoi bezopasnosti ("History of the Soviet Organs of State Security"). (1977), www.fas.harvard.edu
• (Russian) Slaves of KGB. 20th Century. The religion of betrayal, by Yuri Shchekochikhin