Origin of avian flight

Origin of avian flight
The Berlin Archaeopteryx, one of the earliest known birds.
"Evolution of flight" redirects here. See also flying and gliding animals and insect flight.

Around 350 BCE, Aristotle and other philosophers of the time were attempting to explain the aerodynamics of avian flight. Even after the discovery of the ancestral bird Archaeopteryx, over 150 years ago, debates still persist regarding the evolution of flight. Currently there are three leading hypotheses pertaining to avian flight: Pouncing Proavis model, Cursorial model, and Arboreal model. Archaeopteryx, being the oldest known ancestor of modern birds, could provide clues to the origin of avian flight.

Contents

Flight characteristics

For flight to occur in Aves, four physical forces (thrust and drag, lift and weight) must work together. In order for birds to balance these forces, certain physical characteristics are required. Asymmetrical wings, found on all flying birds with the exception of hummingbirds,[1] help in the production of thrust and lift. Anything that moves produces drag due to friction forces. The aerodynamic body of a bird can reduce drag, but when stopping or slowing down a bird will use its tail and feet to increase drag. Weight is the largest obstacle birds must overcome in order to fly. Flying birds have evolved reduced weight through several characteristics. Pneumatic bone is hollow or filled with air sacs, reducing weight. The loss of teeth, gonadal hypertrophy, and fusion of bones also reduce weight. Teeth have been replaced by a light weight bill made of keratin, and chewing occurs in the bird's gizzard. Other physical characteristics required for flight are a keel for the attachment of flight muscles, an enlarged cerebellum for fine motor coordination, and a furcula, which enhances skeletal bracing for the stresses of flight.

Theories

Pouncing Proavis model

A theory of a pouncing proavis was first proposed by Garner, Taylor, and Thomas in 1999:

We propose that birds evolved from predators that specialized in ambush from elevated sites, using their raptorial hindlimbs in a leaping attack. Drag–based, and later lift-based, mechanisms evolved under selection for improved control of body position and locomotion during the aerial part of the attack. Selection for enhanced lift-based control led to improved lift coefficients, incidentally turning a pounce into a swoop as lift production increased. Selection for greater swooping range would finally lead to the origin of true flight.

The authors believed that this theory had four main virtues:

  • It predicts the observed sequence of character acquisition in avian evolution.
  • It predicts an Archaeopteryx-like animal, with a skeleton more or less identical to terrestrial theropods, with few adaptations to flapping, but very advanced aerodynamic asymmetrical feathers.
  • It explains that primitive pouncers (perhaps like Microraptor) could coexist with more advanced fliers (like Confuciusornis or Sapeornis) since they did not compete for flying niches.
  • It explains that the evolution of elongated rachis-bearing feathers began with simple forms that produced a benefit by increasing drag. Later, more refined feather shapes could begin to also provide lift.

Cursorial model

A cursorial, or "running" model was originally proposed by Samuel Wendell Williston in 1879. This theory states that "flight evolved in running bipeds through a series of short jumps". As the length of the jumps extended, the wings were used not only for thrust but also for stability, and eventually eliminated the gliding intermediate. However, this theory was modified in the 1970s by John Ostrom to describe the use of wings as an insect-foraging mechanism which then evolved into a wing stroke. Research was conducted by comparing the amount of energy expended by each hunting method with the amount of food gathered. The potential hunting volume doubles by running and jumping. To gather the same volume of food, Archaeopteryx would expend less energy by running and jumping than by running alone. Therefore, the cost/benefit ratio would be more favorable for this model. Due to Archaeopteryx long and erect leg, supporters of this model say the species was a terrestrial bird. This characteristic allows for more strength and stability in the hindlimbs. Thrust produced by the wings coupled with propulsion in the legs generates the minimum velocity required to achieve flight. Thus, through these mechanisms, Archaeopteryx was able to achieve flight from the ground up.

Although the evidence in favor of this model is scientifically plausible, the evidence against it is substantial. For instance, a cursorial flight model would be energetically less favorable when compared to the alternative hypotheses. In order to achieve liftoff, Archaeopteryx would have to run faster than modern birds by a factor of three, due to its weight. Furthermore, the mass of Archaeopteryx versus the distance needed for minimum velocity to obtain liftoff speed being proportional., therefore, as mass increases, the energy required for takeoff increases exponentially. Other research has shown that the physics involved in cursorial flight would not make this a likely answer to the origin of avian flight. Once flight speed is obtained and Archaeopteryx is in the air, drag would cause the velocity to instantaneously decrease. In addition, balance could not be maintained due to this immediate reduction in velocity. Hence, Archaeopteryx would have a very short and ineffective flight. In contrast to Ostrom’s theory regarding flight as a hunting mechanism, physics again does not support this model. In order to effectively trap insects with the wings, Archaeopteryx would require a mechanism such as holes in the wings to reduce air resistance. Without this mechanism, the cost/benefit ratio would not be feasible.

Arboreal model

This model was originally proposed in 1880 by Othniel C. Marsh. The theory states Archaeopteryx was a reptilian bird that soared from tree to tree. After the leap, Archaeopteryx would then use its wings as a balancing mechanism. According to this model, Archaeopteryx developed a gliding method to conserve energy. Even though an arboreal Archaeopteryx exerts energy climbing the tree, an arboreal Archaeopteryx is able to achieve higher velocities and cover greater distances during the gliding phase, which conserves more energy in the long run than a cursorial bipedal runner. Conserving energy during the gliding phase makes this a more energy-efficient model. Therefore, the benefits gained by gliding outweigh the energy used in climbing the tree. A modern behavior model to compare against would be that of the Flying squirrel.

Researchers in support of this model have suggested that Archaeopteryx possessed skeletal features similar to those of modern birds. The first such feature to be noted was the supposed similarity between the foot of Archaeopteryx and that of modern perching birds. The hallux, or modified of the first digit of the foot, was long thought to have pointed posterior to the remaining digits, as in perching birds. Therefore, researchers once concluded that Archaeopteryx used the hallux as a balancing mechanism on tree limbs. However, study of the Thermopolis specimen of Archeopteryx, which has the most complete foot of any known, showed that the hallux was not in fact reversed, limiting the creature's ability to perch on branches and implying a terrestrial or trunk-climbing lifestyle.[2]

Another skeletal feature that is similar in Archaeopteryx and modern birds is the curvature of the claws. Archaeopteryx possessed the same claw curvature of the foot to that of perching birds. However, the claw curvature of the hand in Archaeopteryx was similar to that in basal birds. Based upon the comparisons of modern birds to Archaeopteryx, perching characteristics were present, signifying an arboreal habitat. The ability for takeoff and flight was originally thought to require a supracoracoideus pulley system (SC). This system consists of a tendon joining the humerus and coracoid process of the scapula allowing rotation of the humerus during the upstroke. However, this system is lacking in Archaeopteryx. Based on experiments performed by M. Sy in 1936,[3] it was proven that the SC pulley system was not required for flight from an elevated position but necessary for cursorial takeoff.

Footnotes

  1. ^ http://esotec.org/hbird/HTML/Aero_F.html
  2. ^ Mayr, G., Phol, B., Hartman, S. & Peters, D.S. (2007). The tenth skeletal specimen of Archaeopteryx. Zoological Journal of the Linnean Society, 149, 97–116.
  3. ^ M. Sy, "Functionall-anatomische Untersuchungem am Vogelflugel" J Ornithol 1936. 84:199–296.

References

  • Chatterjee, S. 1997. The Rise of Birds. The Johns Hopkins University Press. Baltimore. p. 150-151, 153, 158.
  • Chatterjee, S. and R. J. Templin. 2002. “The flight of Archaeopteryx.” Naturwissenschaften. 90: 27-32.
  • Elzanowoski, A. 2000. “The Flying Dinosaurs.” Ed. Paul, G. The Scientific American Book of Dinosaurs. p. 178.
  • Feduccia, A. 1999. The Origin and Evolution of Birds. Yale University Press. London. p. 95, 97, 101, 103-104, 136.
  • Garner, J., G. Taylor, and A. Thomas. 1999. “On the origins of birds: the sequence of character acquisition in the evolution of avian flight.” The Royal Society. 266:

1259-1266.

  • Gill, F. 2007. Ornithology. W.H. Freeman and Company. New York. p. 25, 29, 40-41.
  • Lewin, R. 1983. “How did vertebrates take to the air?” Science. 221: 38-39.
  • Morell, V. 1993. “Archaeopteryx: early bird catches a can of worms.” Science. 259: 764-765.
  • Ostrom, J. 1974. “Archaeopteryx and the origin of flight.” The Quarterly Review of Biology. 49: 27-47.
  • Paul, G. 2002. Dinosaurs of the Air. The Johns Hopkins University Press. London. p. 134-135.
  • Videler, J. 2005. Avian Flight. Oxford University Press. Oxford. P. 2, 91-98.
  • Zhou, Z. 2004. “The origin and early evolution of birds: discoveries, disputes, and Perspectives from fossil evidence.” Naturwissenschaften. 91: 455-471.

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