Direct and indirect realism

Direct and indirect realism
Direct realism argues we perceive the world directly

The question of direct or "naïve" realism, as opposed to indirect or "representational" realism, arises in the philosophy of perception and of mind out of the debate over the nature of conscious experience;[1][2] the epistemological question of whether the world we see around us is the real world itself or merely an internal perceptual copy of that world generated by neural processes in our brain. Naïve realism is known as direct realism when developed to counter indirect or representative realism, also known as epistemological dualism,[3] the philosophical position that our conscious experience is not of the real world itself but of an internal representation, a miniature virtual-reality replica of the world. Indirect realism is broadly equivalent to the accepted view of perception in natural science that states that we do not and can not perceive the external world as it really is but know only our ideas and interpretations of the way the world is [4]. Representationalism is one of the key assumptions of cognitivism in psychology. The representational realist would deny that 'first hand knowledge' is a coherent concept, since knowledge is always via some means. Our ideas of the world are interpretations of sense data derived from an external world that is real (unlike the standpoint of idealism). The alternative, that we have knowledge of the outside world that is unconstrained by our sense organs and does not require interpretation, would appear to be inconsistent with everyday observation.



Aristotle was the first to provide a description of indirect realism. In On the Soul he describes how the eye must be affected by changes in an intervening medium rather than by objects themselves and speculates on how sense impressions can form our experience of seeing, reasoning that an endless regress would occur unless the sense itself were self aware. He concludes by proposing that the mind is the things it thinks. He calls the images in the mind "ideas".

Indirect realism has been popular in the history of philosophy and has been developed by many philosophers including Bertrand Russell, Baruch Spinoza, René Descartes, and John Locke, the 17th century philosopher who most prominently advocated this theory. The term he used was not "sense-datum" but "idea". Locke thought objects had two classes of qualities:

  • Primary qualities are qualities which are 'explanatorily basic' - which is to say, they can be referred to as the explanation for other qualities or phenomena without requiring explanation themselves - and they are distinct in that our sensory experience of them resembles them in reality. (For example, one perceives an object as spherical precisely because of the way the atoms of the sphere are arranged.) Primary qualities cannot be removed by either thought or physical action, and include mass, movement, and, controversially, solidity (although later proponents of the distinction between primary and secondary qualities usually discount solidity).
  • Secondary qualities are qualities which one's experience does not directly resemble; for example, when one sees an object as red, the sensation of seeing redness is not produced by some quality of redness in the object, but by the arrangement of atoms on the surface of the object which reflects and absorbs light in a particular way. Secondary qualities include colour, smell, and taste.

In contemporary philosophy, epistemological dualism has come under sustained attack by philosophers like Wittgenstein (the private language argument) and Wilfrid Sellars in his seminal essay "Empiricism and the Philosophy of Mind." Indirect realism is argued to be problematical because of Ryle's regress and the homunculus argument. However, recently reliance on the private language argument and the Homunculus Objection has itself come under attack. It can be argued that those who argue for 'inner presence', to use Antti Revonsuo's term,[5] are not proposing a private 'referent', with the application of language to it being 'private' and thus unshareable, but a private use of public language. There is no doubt that each of us has a private understanding of public language, a fact that has been experimentally proven;[6] George Steiner refers to our personal use of language as an 'idiolect', one particular to ourselves in its detail.[7] The question has to be put how a collective use of language can go on when, not only do we have differing understandings of the words we use, but our sensory registrations differ.[8]

The reason for continued confusion is that "both direct and indirect realism are frankly incredible, although each is incredible for different reasons".[1] The direct realist view (Gibson, 1972) is incredible because it suggests that we can have experience of objects out in the world directly, beyond the sensory surface, as if bypassing the chain of sensory processing. The pattern of electrochemical activity that corresponds to our conscious experience can take a form that reflects the properties of external objects, but our consciousness is necessarily confined to the experience of those internal effigies of external objects, rather than of external objects themselves. Unless the principle of direct perception can be demonstrated in a simple artificial sensory system, this explanation remains as mysterious as the property of consciousness it is supposed to explain.[1] But the indirect realist view is also incredible, for it suggests that the world that we perceive is merely a pattern of energy in the physical brain inside our head. This could only mean that the head we have come to know as our own is not our true physical head, but merely a miniature copy of inside a copy of the world contained within our true physical skull. The external world and its phenomenal replica cannot be spatially superimposed, for one is inside your physical head, and the other is outside. The existential vertigo occasioned by this concept of perception is so disorienting that only a handful of researchers have seriously entertained this notion or pursued its implications to its logical conclusion. (Kant 1781/1991, Koffka 1935, Köhler 1971 p. 125, Russell 1927 pp 137-143, Smythies 1989, 1994, current, Harrison 1989, Hoffman 1998, Lehar current, Hameroff current)"[1]

Arguments against direct realism

The argument from illusion

Illusion creates a problem for naïve realists as it suggests our senses are fallible, perceiving things that aren't there. In this illusion, the lines are horizontal, despite how they appear.

This argument was "first offered in a more or less fully explicit form in Berkeley (1713)."[9] It is also referred to as the problem of conflicting appearances (e.g. Myles Burnyeat's article Conflicting Appearances). Informed commonsense tells us that our perceptions often depend on our organs of perception. If we had compound eyes, as flies do, we would receive information about the visual world in a completely different form. If we had jaundice, things would look yellow. If we had other sense organs altogether, like infra-red detectors or echo-location devices, we can barely imagine how things would appear to us. Our current perceptual apparatus is obviously not infallible and may misrepresent objects to us even when in full working order (e.g. the Müller-Lyer illusion): we are all familiar with perceptual illusions of various sorts. Sometimes we think we perceive things which in fact aren’t there at all, a more radical case of perceptual error than simple illusion; ‘hallucination’ or ‘perceptual delusion’)."[10]

Illusions are present in nature. Rainbows are an example of a perceptual delusion. "For, unlike an architectural arch, a rainbow recedes as we approach it, never to be reached."[11]

The argument from illusion seemingly shows the need to posit sense-data as the immediate objects of perception. In cases of illusion or hallucination, the object has qualities that no public physical object in that situation has and so must be distinct from any such object.[9] Naïve realism may accommodate these facts as they stand by virtue of its very vagueness (or ‘open-texture’): it isn’t specific or detailed enough to be refuted by such cases.[10] A more developed direct realism might respond by showing that various cases of misperception, failed perception, and perceptual relativity do not make it necessary to suppose that sense-data exist. When a stick submerged in water looks bent a direct realist is not compelled to say the stick actually is bent but can say that the stick can have more than one appearance: a straight stick can look bent when light reflected from the stick arrives at one's eye in a crooked pattern, but this appearance isn't necessarily a sense-datum in the mind. Similar things can be said about the coin which appears circular from one vantage point and oval-shaped from another. Pressing on your eyeball with a finger creates double vision but assuming the existence of two sense-data is unnecessary: the direct realist can say that they have two eyes, each giving them a different view of the world. Usually the eyes are focused in the same direction; but sometimes they are not.

However, this response is presumably based on previously observed data. If one were to be able to observe nothing other than the stick in the water, with no previous information, it would appear that the stick was bent. Visual depth in particular is a set of inferences, not an actual experience of the space between things in a radial direction outward from the observation point.[12] If all empirical evidence is based upon observation then the entire developed memory and knowledge of every perception and of each sense may be as skewed as the bent stick. Since objects with different qualities are experienced from each of the different perspectives there is no apparent experiential basis for regarding one out of any such set of related perceptual experiences as the one in which the relevant physical object is itself immediately experienced. The most reasonable conclusion is that the experienced object is always distinct from the physical object or at least that there is no way to identify which, if any, of the immediately experienced objects is the physical object itself. Epistemologically it is as though physical objects were never given, whether or not that is in fact the case.[9]

Another potential counter-example involves vivid hallucinations: phantom elephants, for instance, might be interpreted as sense-data. A direct realist response would differentiate hallucination from genuine perception: no perception of elephants is going on, only the different and related mental process of hallucination. However if there are visual images when we hallucinate it seems reasonable that there are visual images when we see. Similarly if dreaming involves visual and auditory images in our minds it seems reasonable to think there are visual and auditory images, or sense-data, when we are awake and perceiving things. This argument has been challenged in a number of different ways. First it has been questioned whether there must be some object present that actually has the experienced qualities, which would then seemingly have to be something like a sense-datum. Why couldn't it be that the perceiver is simply in a state of seeming to experience such an object without any object actually being present? Second, in cases of illusion and perceptual relativity there is an object present which is simply misperceived, usually in readily explainable ways, and no need to suppose that an additional object is also involved. Third, the last part of the perceptual relativity version of the argument has been challenged by questioning whether there is really no experiential difference between veridical and non-veridical perception; and by arguing that even if sense-data are experienced in non-veridical cases and even if the difference between veridical and non-veridical cases is, as claimed, experientially indiscernible, there is still no reason to think that sense-data are the immediate objects of experience in veridical cases. Fourth, do sense-data exist through time or are they momentary? Can they exist when not being perceived? Are they public or private? Can they be themselves misperceived? Do they exist in minds or are they extra-mental, even if not physical? On the basis of the intractability of these questions, it has been argued that the conclusion of the argument from illusion is unacceptable or even unintelligible, even in the absence of a clear diagnosis of exactly where and how it goes wrong.[9]

Direct realists can potentially deny the existence of any such thing as a mental image but this is difficult to maintain, since we seem able to visually imagine all sorts of things with ease. Even if perception does not involve images other mental processes like imagination certainly seem to. One view, similar to Reid's, is that we do have images of various sorts in our minds when we perceive, dream, hallucinate and imagine but when we actually perceive things, our sensations cannot be considered objects of perception or attention. The only objects of perception are external objects. Even if perception is accompanied by images, or sensations, it is wrong to say we perceive sensations. Direct realism defines perception as perception of external objects where an 'external object' is allowed to be a photon in the eye but not an impulse in a nerve leading from the eye. Recent work in neuroscience suggests a shared ontology for perception, imagination and dreaming, with similar areas of brain being used for all of these. Morvan (2004) argues that such a shared ontology is fatal for direct realism.

Problems with the indirect theory

A problem with representationalism is that if simple data flow and information processing is assumed then something in the brain must be interpreting incoming data as a 'percept'. This something is often described as a homunculus, although the term homunculus is also used to imply an entity that creates a continual regress, and this need not be implied. This suggests that some phenomenon other than simple data flow and information processing is involved in perception. This is more of an issue now than it was for rationalist philosophers prior to Newton, such as Descartes, for whom physical processes were poorly defined. Descartes held that there is a "homunculus" in the form of the soul, belonging to a form of natural substance known as res cogitans that obeyed different laws from those obeyed by solid matter (res extensa). Although Descartes duality of natural substances may have echoes in modern physics (Bose and Fermi statistics) no agreed account of 'interpretation' has been formulated. Thus representationalism remains an incomplete description of perception. Aristotle realized this and simply proposed that ideas themselves (representations) must be aware - in other words that there is no further transfer of sense impressions beyond ideas.


A potential difficulty with representational realism is that, if we only have knowledge of representations of the world, how can we know that they resemble in any significant way the objects to which they are supposed to correspond? Any creature with a representation in its brain would need to interact with the objects that are represented to identify them with the representation. This difficulty would seem reasonably to be covered by the learning by exploration of the world that goes on throughout life. However, there may still be a concern that if the external world is only to be inferred, its 'true likeness' might be quite different from our idea of it. The representational realist would answer to this that 'true likeness' is an intuitive concept that falls in the face of logic, since a likeness must always depend on the way in which something is considered.

A semantic difficulty may arise when considering reference in representationalism. If I say "I see the Eiffel Tower" at a time when I am indeed looking at the Eiffel Tower, to what does the term "Eiffel Tower" refer? The direct realist might say that in the representational account we do not really see the tower but rather 'see' the representation. However, this is a distortion of the meaning of the word see which the representationalist does not imply. For the representationalist the statement refers to the Eiffel Tower, which implicitly is experienced in the form of a representation. The representationalist does not imply that when I refer to the Eiffel Tower, I am referring to my sense experience, and when you refer to the Tower, you are referring to your sense experience.

Furthermore, representative realism claims that we perceive our perceptual intermediaries-we can attend to them-just as we observe our image in a mirror. However, as we can scientifically verify, this is clearly not true of the physiological components of the perceptual process. This also brings up the problem of dualism and its relation to representative realism, concerning the incongruous marriage of the metaphysical and the physical.

The new objection to the Homunculus Argument claims that it relies on naive view of sensation. Because the eyes respond to light rays is no reason for supposing that the visual field requires eyes to see it. Not only are there no light rays in the head, but visual sensation (the argument can be extrapolated to the other senses) bears no direct resemblance to the light rays at the retina, nor to the character of what they are reflected from or pass through or what was glowing at the origin of them. The reason given is that they only bear the similarities of co-variation with what arrives at the retinas.[13] Just as the currents in a wire going to a loudspeaker vary proportionately with the sounds that emanate from it but have no other likeness, so too does sensation vary proportionately (and not necessarily directly) with what causes it but bears no other resemblance to the input. This implies that the colour we experience is actually a cortical occurrence, and that light rays and external surfaces are not themselves coloured. The proportional variations with which cortical colour changes are there in the external world, but not colour as we experience it. Contrary to what Gilbert Ryle believed, those who argue for sensations being brain processes do not have to hold that there is a 'picture' in the brain since this is impossible according to this theory since actual pictures in the external world are not coloured.[14] It is plain that Ryle unthinkingly carried over what the eyes do to the nature of sensation; A. J. Ayer at the time described Ryle's position as 'very weak'.[15] So there is no 'screen' in front of cortical 'eyes', no mental objects before one. As Thomas Hobbes put it: 'How do we take notice of sense? -- by sense itself'. Moreland Perkins has characterized it thus: that sensing is not like kicking a ball, but rather 'kicking a kick'.[16] Today there are still philosophers arguing for colour being a property of external surfaces, light sources, etc.[17]

A more fundamental criticism is implied in theories of this type. The differences at the sensory and perceptual levels between agents require that some means of ensuring at least a partial correlation can be achieved that allows the updatings involved in communication to take place. The process in an informative statement begins with the parties hypothetically assuming that they are referring to the 'same' entity or 'property', even though their selections from their sensory fields cannot match; we can call this mutually imagined projection the 'logical subject' of the statement. The speaker then produces the logical predicate which effects the proposed updating of the 'referent'. If the statement goes through, the hearer will now have a different percept and concept of the 'referent' -- perhaps even seeing it now as two things and not one. The radical conclusion is that we are premature in conceiving as the external as already sorted into singular 'objects' in the first place, since we only need to behave as if they are already logically singular.[18] The diagram at the beginning of this entry would thus be thought of as a false picture of the actual case, since to draw 'an' object as already selected from the real is only to treat the practically needful, but strictly false, hypothesis of objects-as-logically-singular as ontologically given. The proponents of this view thus argue that there is no need actually to believe in the singularity of an object since we can manage perfectly well by mutually imagining that 'it' is singular. A proponent of this theory can thus ask the direct realist feels why he or she thinks it is necessary to move to taking the imagining of singularity for real when there is no practical difference in the outcome in action. Therefore, although there are selections from our sensory fields which for the time being we treat as if they were objects, they are only provisional, open to corrections at any time, and, hence, far from being direct representations of pre-existing singularities, they retain an experimental character. Virtual constructs or no, they remain, however, selections that are causally linked to the real and can surprise us at any time -- which removes any danger of solipsism in this theory. This approach dovetails with the philosophy known as social constructivism.[19]

The character of experience of a physical object can be altered in major ways by changes in the conditions of perception or of the relevant sense-organs and the resulting neurophysiological processes, without change in the external physical object that initiates this process and that may seem to be depicted by the experience. Conversely any process that yields the same sensory/neural results will yield the same perceptual experience, no matter what the physical object that initiated the process may have been like. Furthermore the causal process that intervenes between the external object and the perceptual experience takes time, so that the character of the experience reflects, at the most, an earlier stage of that object than the one existing at the moment:s in observations of astronomical objects the external object may have ceased to exist long before the experience occurs. These facts are claimed to point to the conclusion that the direct object of experience is an entity produced at the end of this causal process, distinct from any physical object that initiates the process."[9]

The adverbial theory

The above argument invites the conclusion of a perceptual dualism that raises the issue of how and whether the object can be known by experience. The adverbial theory is that this dualism is a dualism of objects, perceptual experience being a more direct experience of objects of a different sort; sense-data.[9] Perceptual dualism implies "both an act of awareness (or apprehension) and an object of apprehension or awareness; the idea or sense-datum. The fundamental idea of the adverbial theory is that there is no need for such objects and the problems that they bring with them (such as whether they are physical or mental or somehow neither). Instead the occurrence of a mental act or mental state with its own intrinsic character is enough to account for the character of immediate experience."[9]

According to the adverbial theory, when, for example, I experience a silver elliptical shape (as when viewing a coin from an angle) I am in a certain specific state of sensing or sensory awareness or of being appeared to: I sense in a certain manner or am appeared to in a certain way, and that specific manner of sensing or of being appeared to accounts for the content of my experience: I am in a certain distinctive sort of experiential state. There need be no object or entity of any sort that is literally silver and elliptical in the material world or in the mind. I experience a silver and elliptical shape because an object or entity that literally has that color and shape is directly before my mind. But the nature of these entities and the way in which they are related to the mind are difficult to understand. The adverbial theory has the advantage of being metaphysically simpler, avoiding issues about the nature of sense-data, but we gain no real understanding of the nature of the states in question or of how exactly they account for the character of immediate experience."[9]

See also


  1. ^ a b c d Lehar, Steve. (2000). The Function of Conscious Experience: An Analogical Paradigm of Perception and Behavior, Consciousness and Cognition.
  2. ^ Lehar, Steve. (2000). Naïve Realism in Contemporary Philosophy, The Function of Conscious Experience.
  3. ^ Lehar, Steve. Representationalism
  4. ^ Hearing (or audition) is the ability to perceive (create ideas of)sound by detecting vibrations. The sound waves of language can not perceive directly. They are only heard, interpreted and understood because the the physical waves were transformed into ideas (Mental representation of sound wages) by our brains.
  5. ^ Revonsuo, Antti (2006) Inner Presence: Consciousness as a Biological Phenomenon, Cambridge MA: MIT Press.
  6. ^ Rommetveit, Ragnar (1974) On Message Structure: A Framework for the Study of Language and Communication, London: John Wiley & Sons.
  7. ^ Steiner, George (1998), After Babel: Aspects of Language and Translation, London & New York: Oxford University Press.
  8. ^ Hardin, C. L. (1988) Color for Philosophers, Indianapolis IN: Hackett Pub. Co.
  9. ^ a b c d e f g h Epistemological Problems of Perception, Stanford Encyclopedia of Philosophy.
  10. ^ a b Naïve Realism, University of Reading.
  11. ^ Gregory, Richard. (2003). Delusions. Perception. 32, pp. 257-261.
  12. ^ Green, Alex. (2003). The Empirical Description of Conscious Experience, The Science and Philosophy of Consciousness.
  13. ^ Sellars, Roy Wood (1919), "The epistemology of evolutionary naturalism", Mind, 28:112, 407-26; se p. 414.
  14. ^ Wright, Edmond (2005), Narrative, Perception, Language, and Faith, Basingstoke: Palgrave Macmillan, pp. 96-102.
  15. ^ Ayer, A. J. (1957) The Problem of Knowledge, Harmondsworth: Penguin Books.
  16. ^ Hobbes, Thomas (1839 [1655]), Elements of Philosophy, The First Section: Concerning Body, London: John Bohn, p. 389; Perkins, Moreland (1983), Sensing the World, Indianapolis IN: Hackett Pub. Co., pp. 286-7.
  17. ^ Michael Tye (2006), 'The puzzle of true blue', Analysis, 66: 173-78; Matthen, Mohan (2009), 'Truly blue: an adverbial aspect of perceptual representation', Analysis, 69:1, 48-54.
  18. ^ Wright, Edmond (2005), Narrative, Perception, Language, and Faith, Basingstoke: Palgrave Macmillan, pp. 103-120.
  19. ^ Glasersfeld, Ernst von (1995), Radical Constructivism: A Way of Knowing and Learning, London: RoutledgeFalmer.

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