File format

File format

A file format is a particular way that information is encoded for storage in a computer file.

Since a disk drive, or indeed any computer storage, can store only bits, the computer must have some way of converting information to 0s and 1s and vice-versa. There are different kinds of formats for different kinds of information. Within any format type, e.g., word processor documents, there will typically be several different formats. Sometimes these formats compete with each other.

File formats can be divided into proprietary and open formats.



Some file formats are designed for very particular sorts of data: PNG files, for example, store bitmapped images using lossless data compression. Other file formats, however, are designed for storage of several different types of data: the Ogg format can act as a container for many different types of multimedia, including any combination of audio and/or video, with or without text (such as subtitles), and metadata. A text file can contain any stream of characters, encoded for example as ASCII or Unicode, including possible control characters. Some file formats, such as HTML, Scalable Vector Graphics and the source code of computer software, are also text files with defined syntaxes that allow them to be used for specific purposes.


Many file formats, including some of the most well-known file formats, have a published specification document (often with a reference implementation) that describes exactly how the data is to be encoded, and which can be used to determine whether or not a particular program treats a particular file format correctly. There are, however, two reasons why this is not always the case. First, some file format developers view their specification documents as trade secrets, and therefore do not release them to the public. Second, some file format developers never spend time writing a separate specification document; rather, the format is defined only implicitly, through the program(s) that manipulate data in the format.

Using file formats without a publicly available specification can be costly. Learning how the format works will require either reverse engineering it from a reference implementation or acquiring the specification document for a fee from the format developers. This second approach is possible only when there is a specification document, and typically requires the signing of a non-disclosure agreement. Both strategies require significant time, money, or both. Therefore, as a general rule, file formats with publicly available specifications are supported by a large number of programs, while non-public formats are supported by only a few programs.

Patent law, rather than copyright, is more often used to protect a file format. Although patents for file formats are not directly permitted under US law, some formats require the encoding of data with patented algorithms. For example, using compression with the GIF file format requires the use of a patented algorithm, and although initially the patent owner did not enforce it, they later began collecting fees for use of the algorithm. This has resulted in a significant decrease in the use of GIFs, and is partly responsible for the development of the alternative PNG format. However, the patent expired in the US in mid-2003, and worldwide in mid-2004. Algorithms are usually held not to be patentable under current European law, which also includes a provision that members "shall ensure that, wherever the use of a patented technique is needed for a significant purpose such as ensuring conversion of the conventions used in two different computer systems or networks so as to allow communication and exchange of data content between them, such use is not considered to be a patent infringement", which would apparently allow implementation of a patented file system where necessary to allow two different computers to interoperate.[1]

Identifying the type of a file

A method is required to determine the format of a particular file within the filesystem—an example of metadata. Different operating systems have traditionally taken different approaches to this problem, with each approach having its own advantages and disadvantages.

Of course, most modern operating systems, and individual applications, need to use all of these approaches to process various files, at least to be able to read 'foreign' file formats, if not work with them completely.

Filename extension

One popular method in use by several operating systems, including Windows, Mac OS X, CP/M, DOS, VMS, and VM/CMS, is to determine the format of a file based on the section of its name following the final period. This portion of the filename is known as the filename extension. For example, HTML documents are identified by names that end with .htm (or .html), and GIF images by .gif. In the original FAT filesystem, filenames were limited to an eight-character identifier and a three-character extension, which is known as 8.3 filename. Many formats thus still use three-character extensions, even though modern operating systems and application programs no longer have this limitation. Since there is no standard list of extensions, more than one format can use the same extension, which can confuse the operating system and consequently users.

One artifact of this approach is that the system can easily be tricked into treating a file as a different format simply by renaming it—an HTML file can, for instance, be easily treated as plain text by renaming it from filename.html to filename.txt. Although this strategy was useful to expert users who could easily understand and manipulate this information, it was frequently confusing to less technical users, who might accidentally make a file unusable (or 'lose' it) by renaming it incorrectly.

This led more recent operating system shells, such as Windows 95 and Mac OS X, to hide the extension when displaying lists of recognized files. This separates the user from the complete filename, preventing the accidental changing of a file type, while allowing expert users to still retain the original functionality through enabling the displaying of file extensions.

A downside of hiding the extension is that it then becomes possible to have what appear to be two or more identical filenames in the same folder. This is especially true when image files are needed in more than one format for different applications. For example, a company logo may be needed both in .tif format (for publishing) and .gif format (for web sites). With the extensions visible, these would appear as the unique filenames "CompanyLogo.tif" and "CompanyLogo.gif". With the extensions hidden, these would both appear to have the identical filename "CompanyLogo", making it more difficult to determine which to select for a particular application.

A further downside is that hiding such information can become a security risk.[2] This is because on a filename extensions reliant system all usable files will have such an extension (for example all JPEG images will have ".jpg" or ".jpeg" at the end of their name), so seeing file extensions would be a common occurrence and users may depend on them when looking for a file's format. By having file extensions hidden a malicious user can create an executable program with an innocent name such as "Holiday photo.jpg.exe". In this case the ".exe" will be hidden and a user will see this file as "Holiday photo.jpg", which appears to be a JPEG image, unable to harm the machine save for bugs in the application used to view it. However, the operating system will still see the ".exe" extension and thus will run the program, which is then able to cause harm and presents a security issue. To further trick users, it is possible to store an icon inside the program, as done on Microsoft Windows, in which case the operating system's icon assignment can be overridden with an icon commonly used to represent JPEG images, making such a program look like and appear to be called an image, until it is opened that is. This issue requires users with extensions hidden to be vigilant, and never open files which seem to have a known extension displayed despite the hidden option being enabled (since it must therefore have 2 extensions, the real one being unknown until hiding is disabled). This presents a practical problem for Windows systems where extension hiding is turned on by default.

Internal metadata

A second way to identify a file format is to store information regarding the format inside the file itself. Usually, such information is written in one (or more) binary string(s), tagged or raw texts placed in fixed, specific locations within the file. Since the easiest place to locate them is at the beginning of it, such area is usually called a file header when it is greater than a few bytes, or a magic number if it is just a few bytes long.

File header

The metadata contained in a file header are not necessarily stored only at the beginning but might be present in other areas too, often including the end of the file; it depends on the file format or the type of data it contains. Character-based (text) files have character-based human-readable headers, whereas binary formats usually feature binary headers, although that is not a rule: a human-readable file header may require more bytes, but is easily discernible with simple text or hexadecimal editors. File headers may not only contain the information required by algorithms to identify the file format alone, but also real metadata about the file and its contents. For example most image file formats store information about image size, resolution, color space/format and optionally other authoring information like who, when and where it was made, what camera model and shooting parameters was it taken with (if any, cfr. Exif), and so on. Such metadata may be used by a program reading or interpreting the file both during the loading process and after that, but can also be used by the operating system to quickly capture information about the file itself without loading it all into memory.

The downsides of file header as a file-format identification method are at least two. First, at least a few (initial) blocks of the file need to be read in order to gain such information; those could be fragmented in different locations of the same storage medium, thus requiring more seek and I/O time, which is particularly bad for the identification of large quantities of files altogether (like a GUI browsing inside a folder with thousands or more files and discerning file icons or thumbnails for all of them to visualize). Second, if the header is binary hard-coded (i.e. the header itself is subject to a non-trivial interpretation in order to be recognized), especially for metadata content protection's sake, there is some risk that file format is misinterpreted at first sight, or even badly written at the source, often resulting in corrupt metadata (which, in extremely pathological cases, might even render the file unreadable anymore).

A more logically sophisticated example of file header is that used in wrapper (or container) file formats.

Magic number

One way to incorporate such metadata, often associated with Unix and its derivatives, is just to store a "magic number" inside the file itself. Originally, this term was used for a specific set of 2-byte identifiers at the beginning of a file, but since any undecoded binary sequence can be regarded as a number, any feature of a file format which uniquely distinguishes it can be used for identification. GIF images, for instance, always begin with the ASCII representation of either GIF87a or GIF89a, depending upon the standard to which they adhere. Many file types, most especially plain-text files, are harder to spot by this method. HTML files, for example, might begin with the string <html> (which is not case sensitive), or an appropriate document type definition that starts with <!DOCTYPE, or, for XHTML, the XML identifier, which begins with <?xml. The files can also begin with HTML comments, random text, or several empty lines, but still be usable HTML.

The magic number approach offers better guarantees that the format will be identified correctly, and can often determine more precise information about the file. Since reasonably reliable "magic number" tests can be fairly complex, and each file must effectively be tested against every possibility in the magic database, this approach is relatively inefficient, especially for displaying large lists of files (in contrast, filename and metadata-based methods need check only one piece of data, and match it against a sorted index). Also, data must be read from the file itself, increasing latency as opposed to metadata stored in the directory. Where filetypes don't lend themselves to recognition in this way, the system must fall back to metadata. It is, however, the best way for a program to check if a file it has been told to process is of the correct format: while the file's name or metadata may be altered independently of its content, failing a well-designed magic number test is a pretty sure sign that the file is either corrupt or of the wrong type. On the other hand a valid magic number does not guarantee that the file is not corrupt or of a wrong type.

So-called shebang lines in script files are a special case of magic numbers. Here, the magic number is human-readable text that identifies a specific command interpreter and options to be passed to the command interpreter.

Another operating system using magic numbers is AmigaOS, where magic numbers were called "Magic Cookies" and were adopted as a standard system to recognize executables in Hunk executable file format and also to let single programs, tools and utilities deal automatically with their saved data files, or any other kind of file types when saving and loading data. This system was then enhanced with the Amiga standard Datatype recognition system. Another method was the FourCC method, originating in OSType on Macintosh, later adapted by Interchange File Format (IFF) and derivatives.

External metadata

A final way of storing the format of a file is to explicitly store information about the format in the file system, rather than within the file itself.

This approach keeps the metadata separate from both the main data and the name, but is also less portable than either file extensions or "magic numbers", since the format has to be converted from filesystem to filesystem. While this is also true to an extent with filename extensions — for instance, for compatibility with MS-DOS's three character limit — most forms of storage have a roughly equivalent definition of a file's data and name, but may have varying or no representation of further metadata.

Note that zip files or archive files solve the problem of handling metadata. A utility program collects multiple files together along with metadata about each file and the folders/directories they came from all within one new file (e.g. a zip file with extension .zip). The new file is also compressed and possibly encrypted, but now is transmissible as a single file across operating systems by FTP systems or attached to email. At the destination, it must be unzipped by a compatible utility to be useful, but the problems of transmission are solved this way.

Mac OS type-codes

The Mac OS' Hierarchical File System stores codes for creator and type as part of the directory entry for each file. These codes are referred to as OSTypes, and for instance a HyperCard "stack" file has a creator of WILD (from Hypercard's previous name, "WildCard") and a type of STAK. The type code specifies the format of the file, while the creator code specifies the default program to open it with when double-clicked by the user. For example, the user could have several text files all with the type code of TEXT, but which each open in a different program, due to having differing creator codes. RISC OS uses a similar system, consisting of a 12-bit number which can be looked up in a table of descriptions — e.g. the hexadecimal number FF5 is "aliased" to PoScript, representing a PostScript file.

Mac OS X Uniform Type Identifiers (UTIs)

A Uniform Type Identifier (UTI) is a method used in Mac OS X for uniquely identifying "typed" classes of entity, such as file formats. It was developed by Apple as a replacement for OSType (type & creator codes).

The UTI is a Core Foundation string, which uses a reverse-DNS string. Some common and standard types use a domain called public (e.g. public.png for a Portable Network Graphics image), while other domains can be used for third-party types (e.g. com.adobe.pdf for Portable Document Format). UTIs can be defined within a hierarchical structure, known as a conformance hierarchy. Thus, public.png conforms to a supertype of public.image, which itself conforms to a supertype of A UTI can exist in multiple hierarchies, which provides great flexibility.

In addition to file formats, UTIs can also be used for other entities which can exist in OS X, including:

  • Pasteboard data
  • Folders (directories)
  • Translatable types (as handled by the Translation Manager)
  • Bundles
  • Frameworks
  • Streaming data
  • Aliases and symlinks

OS/2 Extended Attributes

The HPFS, FAT12 and FAT16 (but not FAT32) filesystems allow the storage of "extended attributes" with files. These comprise an arbitrary set of triplets with a name, a coded type for the value and a value, where the names are unique and values can be up to 64 KB long. There are standardized meanings for certain types and names (under OS/2). One such is that the ".TYPE" extended attribute is used to determine the file type. Its value comprises a list of one or more file types associated with the file, each of which is a string, such as "Plain Text" or "HTML document". Thus a file may have several types.

The NTFS filesystem also allows to store OS/2 extended attributes, as one of file forks, but this feature is merely present to support the OS/2 subsystem (not present in XP), so the Win32 subsystem treats this information as an opaque block of data and does not use it. Instead, it relies on other file forks to store meta-information in Win32-specific formats. OS/2 extended attributes can still be read and written by Win32 programs, but the data must be entirely parsed by applications.

POSIX extended attributes

On Unix and Unix-like systems, the ext2, ext3, ReiserFS version 3, XFS, JFS, FFS, and HFS+ filesystems allow the storage of extended attributes with files. These include an arbitrary list of "name=value" strings, where the names are unique and a value can be accessed through its related name.

PRONOM Unique Identifiers (PUIDs)

The PRONOM Persistent Unique Identifier (PUID) is an extensible scheme of persistent, unique and unambiguous identifiers for file formats, which has been developed by The National Archives of the UK as part of its PRONOM technical registry service. PUIDs can be expressed as Uniform Resource Identifiers using the info:pronom/ namespace. Although not yet widely used outside of UK government and some digital preservation programmes, the PUID scheme does provide greater granularity than most alternative schemes.

MIME types

MIME types are widely used in many Internet-related applications, and increasingly elsewhere, although their usage for on-disc type information is rare. These consist of a standardised system of identifiers (managed by IANA) consisting of a type and a sub-type, separated by a slash — for instance, text/html or image/gif. These were originally intended as a way of identifying what type of file was attached to an e-mail, independent of the source and target operating systems. MIME types identify files on BeOS, AmigaOS 4.0 and MorphOS, as well as store unique application signatures for application launching. In AmigaOS and MorphOS the Mime type system works in parallel with Amiga specific Datatype system.

There are problems with the MIME types though; several organisations and people have created their own MIME types without registering them properly with IANA, which makes the use of this standard awkward in some cases.

File format identifiers (FFIDs)

File format identifiers is another, not widely used way to identify file formats according to their origin and their file category. It was created for the Description Explorer suite of software. It is composed of several digits of the form NNNNNNNNN-XX-YYYYYYY. The first part indicates the organisation origin/maintainer (this number represents a value in a company/standards organisation database), the 2 following digits categorize the type of file in hexadecimal. The final part is composed of the usual file extension of the file or the international standard number of the file, padded left with zeros. For example, the PNG file specification has the FFID of 000000001-31-0015948 where 31 indicates an image file, 0015948 is the standard number and 000000001 indicates the ISO Organisation.

File content based format identification

Another but least popular way to identify the file format is to look at the file contents for distinguishable patterns among file types. As we know, the file contents are sequence of bytes and a byte has 256 unique patterns (0~255). Thus, counting the occurrence of byte patterns that is often referred as byte frequency distribution gives distinguishable patterns to identify file types. There are many content-based file type identification schemes that use byte frequency distribution to build the representative models for file type and use any statistical and data mining techniques to identify file types [3]

File structure

There are several types of ways to structure data in a file. The most usual ones are described below.

Unstructured formats (raw memory dumps)

Earlier file formats used raw data formats that consisted of directly dumping the memory images of one or more structures into the file.

This has several drawbacks. Unless the memory images also have reserved spaces for future extensions, extending and improving this type of structured file is very difficult. It also creates files that might be specific to one platform or programming language (for example a structure containing a Pascal string is not recognized as such in C). On the other hand, developing tools for reading and writing these types of files is very simple.

The limitations of the unstructured formats led to the development of other types of file formats that could be easily extended and be backward compatible at the same time.

Chunk-based formats

Electronic Arts and Commodore-Amiga pioneered this file format in 1985, with their IFF (Interchange File Format) file format. In this kind of file structure, each piece of data is embedded in a container that contains a signature identifying the data, as well the length of the data (for binary encoded files). This type of container is called a "chunk". The signature is usually called a chunk id, chunk identifier, or tag identifier.

With this type of file structure, tools that do not know certain chunk identifiers simply skip those that they do not understand.

This concept has been taken again and again by RIFF (Microsoft-IBM equivalent of IFF), PNG, JPEG storage, DER (Distinguished Encoding Rules) encoded streams and files (which were originally described in CCITT X.409:1984 and therefore predate IFF), and Structured Data Exchange Format (SDXF). Even XML can be considered a kind of chunk-based format, since each data element is surrounded by tags which are akin to chunk identifiers.

Directory-based formats

This is another extensible format, that closely resembles a file system (OLE Documents are actual filesystems), where the file is composed of 'directory entries' that contain the location of the data within the file itself as well as its signatures (and in certain cases its type). Good examples of these types of file structures are disk images, OLE documents and TIFF images.

See also


External links

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