U-boat is the anglicized version of the German word Audio|De-U-Boot-pronunciation.ogg|"U-Boot", itself an abbreviation of "Unterseeboot" (undersea boat), and refers to military submarines operated by Germany, particularly in World War I and World War II. Although in theory, U-boats could have been useful fleet weapons against enemy naval warships, in practice they were most effectively used in an economic-warfare role, enforcing a naval blockade against enemy shipping. The primary targets of the U-boat campaigns in both wars were the merchant convoys bringing supplies from the British Empire and the United States to the Island of Great Britain. Austrian submarines of World War I were also known as "U-Boats".

The distinction between "U-boat" and "submarine" is common in English-language usage (where "U-boat" refers exclusively to the German vessels of the World Wars) but is unknown in German, in which the term "U-Boot" refers to any submarine.


The first submarine built in Germany was the "Brandtaucher", designed in 1850 by the inventor and engineer Wilhelm Bauer and built by Schweffel & Howaldt in Kiel for the German Navy.

This was followed in 1890 by W1 and W2, built to a Nordenfelt design. In 1904, Krupp's dockyard in Kiel completed a submarine which was sold to Russia. The first works were carried out by the Spanish engineer Raymondo Lorenzo d'Equevilley Montjustin (submarine 'Narval') The first for the German Navy was built in 1905. This was the "Karp" class which had a double hull with a Körting kerosene engine and a single torpedo tube. This was designated U1, with the 50% larger U2 design having two tubes. A diesel engine was not installed in a German Navy boat until the U19 class of 1912-13. At the start of war Germany had 48 submarines in service or under construction. These were of 13 different classes.

World War I

At the start of World War I, Germany had twenty-nine U-boats in service; in the first ten weeks, five British cruisers had been lost to them. In September, U-9 sank the obsolete British warships "Aboukir", "Cressy" and "Hogue" (the "Live Bait Squadron") in a matter of an hour.

For the first few months of the war, U-boat anti-commerce actions observed the current "prize rules" which governed the treatment of enemy civilian ships and their occupants. On 20 October 1914 the U-boat "U17" sank the first merchant ship, the SS "Glitra" off Norway. [cite web | url = http://uboat.net/wwi/boats/index.html?boat=17| publisher = Uboat.net| title = WWI U-Boats U-17| accessdate = 2008-03-24] Surface commerce raiders were proving to be ineffective, and on 4 February 1915, the Kaiser assented to the declaration of a war zone in the waters around the British Isles. This was cited as a retaliation for British minefields and shipping blockades. Under the instructions given to U-boat captains, they could sink merchant ships, potentially neutral ones, without warning. A statement by the U.S. Government, holding Germany "strictly accountable" for any loss of American lives, made no material difference.Fact|date=August 2007

On 7 May 1915, "U-20" sank the liner RMS "Lusitania" with a single torpedo hit. The sinking claimed 1,198 lives, 128 of them American civilians, including noted theatrical producer Charles Frohman and Alfred Vanderbilt, a member of the prestigious Vanderbilt family. The sinking deeply shocked the Allies and their sympathizers because an unarmed civilian merchant vessel was attacked without any warning. According to the ship's manifest, "Lusitania" was carrying military cargo [http://www.lusitania.net/manifest.html] . After further investigations, it has been confirmed that the Lusitania was in fact carrying bullets and ammunition for the allies to use against the Germans. However, this was not known at the time and the Lusitania was mistaken for a troopship. It was not until the sinking of the ferry "Sussex" that there was a widespread reaction in the USA.

The initial U.S. response was to threaten to sever diplomatic relations, which persuaded the Germans to re-impose restrictions on U-boat activity. The U.S. reiterated its objections to German submarine warfare whenever U.S. civilians died as a result of German attacks, which prompted the Germans to fully re-apply prize rules. This, however, removed the effectiveness of the U-boat fleet, and the Germans consequently sought a decisive surface action, a strategy which culminated in the Battle of Jutland.

Although the Germans claimed victory at Jutland, the British Grand Fleet remained in control at sea. It was necessary to return to effective anti-commerce warfare by U-boats. Vice-Admiral Reinhard Scheer, Commander in Chief of the High Seas Fleet, pressed for all-out U-boat war, convinced that a high rate of shipping losses would force Britain to seek an early peace before the United States could react effectively.

The renewed German campaign was effective, sinking 1.4 million tons of shipping between October 1916 and January 1917. Despite this, the political situation demanded even greater pressure, and on 31 January 1917, Germany announced that its U-boats would engage in unrestricted submarine warfare beginning 1 February. On 17 March, German submarines sank three American merchant vessels, and the U.S. declared war in April 1917.

In the end, the German strategy failed to destroy sufficient Allied shipping, largely due to the introduction of escorted convoys, before U.S. manpower and materiel could be brought to bear in France. However, the main reason for the ending of the war was the effectiveness of the British blockade of Germany which brought about an economic collapse. An armistice became effective on 11 November 1918 and all surviving German submarines were surrendered. Of the 360 submarines that had been built, 178 were lost but more than 11 million tons of shipping had been sunk.


*Gasoline-powered boats
**Type U 1, Type U 2, Type U 3, Type U 5, Type U 9, Type U 13, Type U 16, Type U 17
**Type U 19, Type U 23, Type U 27, Type U 31, Type U 43, Type U 51, Type U 57, Type U 63, Type U 66, Type Mittel U
*U-Cruisers and Merchant U-boats
**Type U 139, Type U 142, Type U 151
*UB coastal torpedo attack boats
**Type UB I, Type UB II, Type UB III
*UC coastal minelayers
**Type UC I, Type UC II, Type UC III
*UE ocean minelayers
**Type UE 1, Type UE 2


At the end of World War I, as part of the Paris Peace Conference, 1919, the Treaty of Versailles restricted the total tonnage of the German surface fleet. The treaty also restricted the independent tonnage of ships and forbade the construction of submarines. However, a submarine design office was set up in Holland and a torpedo research programme was started in Sweden. Before the start of World War II, Germany started building U-boats and training crews, hiding these activities as "research" or other covers. When this became known, the Anglo-German Naval Agreement limited Germany to parity with Britain in submarines. [For other warships, Germany was permitted lesser amounts compared to the UK] When World War II started, Germany already had 65 U-boats with 21 of those at sea ready for war.

World War II

During World War II, U-boat warfare was the major component of the Battle of the Atlantic, which lasted the duration of the war. Germany had the largest submarine fleet in World War II, since the Treaty of Versailles had limited the surface navy of Germany to six battleships (of less than 10,000 tonnes each), six cruisers and 12 destroyers. [cite book
last = Hakim
first = Joy
authorlink =
coauthors =
title = A History of Us: War, Peace and all that Jazz
publisher = Oxford University Press
date = 1995
location = New York
pages = 100-104
url =
doi =
id =
isbn = 0-19-509514-6
] Prime Minister Winston Churchill wrote "The only thing that really frightened me during the war was the U-Boat peril".

In the early stages of the war, the U-boats were extremely effective in destroying Allied shipping, initially in the gap between Canadian and British escorts. Later when the USA entered the war the U-boats ranged from the Atlantic coast of the United States and Canada to the Gulf of Mexico, and from the Arctic to the west and southern African coasts and even as far east as Penang. It is even rumored that one German U-boat managed to make it all the way down to Galveston Bay, Texas. Because speed and range were severely limited underwater while running on battery power, U-boats were required to spend most of their time surfaced running on diesel engines, diving only when attacked or for rare daytime torpedo strikes. The most common U-boat attack during the early years of the war was conducted on the surface and at night, see Submarine warfare. This period, before the Allied forces developed truly effective antisubmarine warfare (ASW) tactics, was referred to by German submariners as "die glückliche Zeit" or the "happy time." [ [http://www.militaryhistoryonline.com/wwii/atlantic/uboatwar.aspx Military History Online ] ]


The U-boat was essentially a launch platform for its main weapon, the torpedo, though mines were also laid. By the end of the war, almost 3,000 Allied ships (175 warships; the rest were merchant ships) were sunk by U-boat torpedoes.cite book|last=Crocker III|first=H. W.|title=Don't Tread on Me|publisher=Crown Forum|date=2006|location=New York|pages=310|isbn=9781400053636] Early German World War II torpedoes were straight runners, unlike the homers and pattern-runners of later in the war. They were fitted with one of two types of pistol trigger: "impact", which detonated the warhead upon contact with a solid object, and "magnetic", which detonated upon sensing a magnetic field within a few meters. One of the most effective uses of magnetic pistols would be to set the torpedo's depth to just beneath the keel of the target. The explosion under the target's keel would create a shock wave, and the ship could break in two. In this way, even large or heavily-armored ships could be sunk or disabled with a single well-placed hit. In practice, however, both the depth-keeping equipment and magnetic exploders were notoriously unreliable early in the war. Torpedoes would often run at an improper depth, detonate prematurely, or simply fail to explode. This was most evident in Operation "Weserübung", the invasion of Norway, where various skilled Captains failed to inflict damage on British transports and warships because of faulty torpedoes. The faults were largely due to a lack of testing in the production of the torpedoes. The magnetic detonator was also affected by the Earth's magnetic field—the more so in higher latitudes. The magnetic exploder was eventually phased out,Fact|date=February 2008 and the depth-keeping problem was solved in early 1942.

Later in the war, Germany developed an acoustic homing torpedo, the G7es. It was primarily designed to combat convoy escorts. The acoustic torpedo was designed to run straight to an arming distance of 400 meters and then turn toward the loudest noise detected. This sometimes ended up being the U-boat itself; at least two submarines may have been sunk by their own homing torpedoes. (Problems with steering mechanisms on normal torpedoes made them occasionally lethal to the firing boat as well). Additionally, it was found these torpedoes were only effective against ships moving at greater than convert|15|kn|km/h. At any rate, the Allies countered acoustic torpedoes with noisemaker decoys such as "Foxer", "FXR", "CAT" and "Fanfare".

U-boats also adopted "pattern-running" torpedoes which ran to a preset distance, then traveled in either a circular or ladder-like pattern. When fired at a convoy, this increased the probability of a hit if the weapon missed its primary target.

U-boat developments

During World War II, the "Kriegsmarine" produced many different types of U-boats as technology evolved. Most notable are Type VII, known as the "workhorse" of the fleet, which was by far the most-produced type; Type IX boats were larger and specifically designed for long-range patrols, some traveling as far as Japan. With the Type XXI "Elektroboot", German designers realized the U-boat depended on submerged ability both for survival and lethality. The Type XXI featured a revolutionary streamlined hull design and propulsion system with a large battery which allowed it to cruise submerged for long periods and reach unprecedented submerged speeds. The large battery was because the space was originally intended for hydrogen peroxide storage with a Walter turbine, but this had proved unsuccessful on the Type XVII.

Throughout the war, an arms race evolved between the Allies and the "Kriegsmarine", especially in detection and counter-detection. Sonar (ASDIC in Britain) allowed allied warships to detect submerged U-boats (and "vice versa") beyond visual range but was not effective against a surfaced vessel; thus, early in the war, a U-boat at night or in bad weather was actually safer on the surface. Advancements in radar became particularly deadly for the U-boat crews, especially once aircraft-mounted units were developed. As a countermeasure, U-boats were fitted with radar warning receivers, to give them ample time to dive before the enemy closed in. U-boat radar was also developed, but many captains chose not to utilize it for fear of broadcasting their position to enemy patrols.

The Germans took the idea of the "Schnorchel" (snorkel) from captured Dutch submarines, though they did not begin to implement it on their own boats until rather late in the war. The "Schnorchel" was a retractable pipe which supplied air to the diesel engines while submerged at periscope depth, allowing the boats to cruise and recharge their batteries while maintaining a degree of stealth. It was far from a perfect solution, however. There were problems with the device's valve sticking shut or closing as it dunked in rough weather; since the system used the entire pressure hull as a buffer, the diesels would instantaneously suck huge volumes of air from the boat's compartments, and the crew often suffered painful ear injuries. Waste disposal was a problem when the U-boats spent extended periods without surfacing. Speed was limited to convert|8|kn|km/h, lest the device snap from stress. The "schnorchel" also had the effect of making the boat essentially noisy and deaf in sonar terms. Finally, Allied radar eventually became sufficiently advanced such that the schnorchel head itself could be detected. The U-boats had a radar detector but the Allies changed to centimetric radar which the Germans did not discover.

The later U-boats were covered in a sound-absorbent rubber coating to make them less of a torpedo target. They also had the facility to release a chemical bubble-making decoy, known as "Bold", after the mythical kobold.


* Type I
* Type II
* Type V
* Type VII
* Type IX
* Type X
* Type XI
* Type XIV - used to resupply other U-boats; nicknamed the "Milk Cow"
* Type XVII
* Type XVIII
* Type XXI
* Type XXIII
* Type XXVI
* Midget submarines, including Biber, Hai, Molch, Seehund.
* Uncompleted U-boat projects


Advances in convoy tactics, high frequency direction finding (referred to as "Huff-Duff"), radar, active sonar (called ASDIC in Britain), depth charges, ASW spigot mortars (also known as "hedgehog"), the intermittent cracking of the German Naval Enigma code, the introduction of the Leigh Light, the range of escort aircraft (especially with the use of escort carriers), and the full entry of the U.S. into the war with its enormous shipbuilding capacity, all turned the tide against the U-boats. In the end, the U-boat fleet suffered extremely heavy casualties, losing 743 U-boats and about 28,000 submariners (a 75% casualty rate).

Enigma Machine

The British had a major advantage in their ability to read some German naval Enigma codes. An understanding of the German coding methods had been brought to Britain via France from Polish code-breakers. Thereafter, code-books and equipment were captured by raids on German weather ships and from captured U-boats. A team including Alan Turing used special purpose "Bombes" and early computers to break new German codes as they were introduced. The speedy decoding of messages was vital in directing convoys away from wolf-packs and allowing interception and destruction of U-boats. This was demonstrated when the Naval Enigma machines were altered in February 1942 and wolf-pack effectiveness greatly increased until the new code was broken.

The U-110, a Type IXB, was captured in 1941 by the Royal Navy, and its Enigma machine and documents were removed. Further code books were captured by raids on weather ships. The U-505, a Type IXC, was captured by the United States Navy in 1944. It is presently a museum ship in Chicago at the Museum of Science and Industry. The U-505 was captured along with the current codebooks, but there were fears that a security breach would alert the Germans to the capture of their codes.

Battle of the St. Lawrence

Two events in the St Lawrence took place in 1942 when German U-boats attacked four allied ore carriers at Bell Island, Newfoundland. The carriers SS "Saganaga" and the SS "Lord Strathcona" were sunk by U-513 on September 5 1942, while the SS "Rosecastle" and "PLM 27" were sunk by U-518 on November 2 with the loss of 69 lives. When the submarine fired a torpedo at the loading pier, Bell Island became the only location in North America to be subject to direct attack by German forces in World War II.


From 1955 the West German "Bundesmarine" was allowed to have a small navy. Initially two sunken Type XXIIIs and a Type XXI were raised and repaired. In the 1960s, West Germany re-entered the submarine business. Because Germany was initially restricted to a 450 tonne displacement limit, the Bundesmarine focused on small coastal submarines to protect against the Soviet threat in the Baltic Sea. The Germans sought to use advanced technologies to offset the small displacement, such as amagnetic steel to protect against naval mines and Magnetic anomaly detectors.

The initial Type 201 was a failure because of hull cracking; the subsequent Type 205, first commissioned in 1967, was a success, and 12 were built for the German navy. To continue the U-Boat tradition and "brand name" the new boats received the classic U designation starting with the "U-1".

With the Danish government's purchase of two Type 205 boats, the German government realised the potential for the submarine as an export. Three of the improved Type 206 boats were sold to the Israeli Navy becoming the Gal class. The German Type 209 diesel-electric submarine was the most popular export-sales submarine in the world from the late 1960s into the first years of the 21st century. With a larger 1000-1500 tonne displacement, the class was very customizable and has seen service with 14 navies with 51 examples being built as of 2006.Germany has brought the U-Boat name into the 21st century with the new Type 212. The 212 features an air-independent propulsion system using hydrogen fuel cells. This system is safer than previous closed cycle diesel engines and steam turbines, cheaper than a nuclear reactor and quieter than both. While the Type 212 is also being purchased by Italy, the Type 214 has been designed as the follow-on export model and has been sold to Greece, South Korea and Turkey.

In July 2006, Germany commissioned its newest U-boat, the "U-34", a Type 212.


*"Das Boot" (1981) is a critically acclaimed German movie adapted from a mini-series about life aboard a U-Boat. The mini-series itself was adapted from a novel of the same name by war correspondent Lothar-Günther Buchheim.
*"The Enemy Below" and the more recent "U-571", are movies revolving around WWII submarine warfare.
* The book "Shadow Divers" by Robert Kurson tells the story of the discovery and identification of the wreck of U-869 by divers off the coast of New Jersey.

ee also

* Submarine warfare
* List of U-boats
* List of U-boats never deployed
* List of successful U-boats
* List of successful U-boat commanders
* Aces of the Deep
* Karl Dönitz
* Orkney Wireless Museum contains an example of a U-boat radio



* John Abbatiello. "Anti-Submarine Warfare in World War I: British Naval Aviation and the Defeat of the U-Boats" (2005)
* Buchheim, Lothar-Günther, "Das Boot" (Original German edition 1973, eventually translated into English and many other Western languages). Movie adaptation in 1981, directed by Wolfgang Petersen
* Gannon, Michael (1998) "Black May". Dell Publishing. ISBN 0-440-23564-2
* Gray, Edwyn A. "The U-Boat War, 1914-1918" (1994)
* Kurson, Robert (2004). "Shadow Divers: The True Adventure of Two Americans Who Risked Everything to Solve One of the Last Mysteries of World War II". Random House Publishing. ISBN 0-375-50858-9
* Preston, Anthony (2005). "The World's Greatest Submarines".
* Stern, Robert C. (1999). "Battle Beneath the Waves: U-boats at war". Arms and Armor/Sterling Publishing. ISBN 1-85409-200-6.
* van der Vat, Dan. "The Atlantic Campaign" Harper & Row, 1988. Connects submarine and antisubmarine operations between WWI and WWII, and suggests a continuous war.

Further reading

* Möller, Eberhard and Werner Brack. "The Encyclopedia of U-Boats: From 1904 to the Present" (2006) ISBN 1-85367-623-3
* Showell, Jak Mallmann. "The U-boat Century: German Submarine Warfare, 1906-2006" (2006) ISBN 1-59114-892-8
* Georg von Trapp and Elizabeth M. Campbell. "To the Last Salute: Memories of an Austrian U-Boat Commander" (2007)
* Westwood, David. "U-Boat War: Doenitz and the evolution of the German Submarine Service 1935 - 1945" (2005) ISBN 1-932033-43-2
* Werner, Herbert. "Iron Coffins: A Personal Account of the German U-Boat Battles of World War II" ISBN 978-0304353309
* Von Scheck, Karl. "U122: The Diary of a U-boat Commander" Diggory Press ISBN 978-1846850493

External links

* [http://www.uboat.net uboat.net]
* [http://www.uboataces.com uboataces.com]
* [http://www.ubootwaffe.net ubootwaffe.net]
* [http://www.karldoenitz.com karldoenitz.com]
* [http://www.historisches-centrum.de/index.php?id=410 The storage battery plant for submarines in Hagen, Germany]
* [http://www.subsim.com/ Subsim.com]
* [http://www.gutenberg.net/etext/7947 "The Diary of a U-boat Commander"] – Project Gutenberg edition (WWI)
* [http://www.u-boot-archiv.de German U-Boats 1935–1945] (in German)
* [http://www.third-reich-books.com/x-593-u-boat-attack.htm Book excerpt: "U-Boat Attack"]
* [http://www.U-35.com U-Boat U-35 and Prisoners-of-War, WWII]
* [http://www.U-434.com U-Boat U-434, POWs in Canada]
* [http://www.one35th.com/submarine/molch_main.htm German Midget submersible-MOLCH]
* [http://news.bbc.co.uk/1/hi/scotland/north_east/6172692.stm Wrecks]
* [http://www.vesikko.fi Submarine Vesikko - The prototype of U-boat Type IIA]

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