Court of Appeal of England and Wales

Court of Appeal of England and Wales
Royal Courts of Justice, The Strand
Established	1875
Jurisdiction	England and Wales
Location	Royal Courts of Justice, London
Authorized by	HM Government via the Judicature Acts
Decisions are appealed to	Supreme Court of the United Kingdom
Lord Chief Justice of England and Wales
Currently	Lord Judge
Since	1 October 2008
Master of the Rolls
Currently	Lord Neuberger of Abbotsbury
Since	1 October 2009

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The Court of Appeal of England and Wales is the second most senior court in the English legal system, with only the Supreme Court of the United Kingdom above it. Established in 1875, the Court and its staff of 37 Lords Justices of Appeal hear both criminal appeals in the Criminal Division and civil appeals in the Civil Division, led by the Lord Chief Justice and Master of the Rolls respectively. The Criminal Division hears appeals from the Crown Court, while the Civil Division hears appeals from the County Courts and High Court of Justice. Permission to appeal is required, either from the lower court or the Court of Appeal itself. Decisions may be additionally appealed to the Supreme Court.

History

Formation and early history

The appeal system before 1875 was "chaotic". The superior courts system consisted of 12 different courts, with appeal on common law matters to the Court of Exchequer Chamber, chancery matters to the Court of Appeal in Chancery and other matters to the Privy Council. This was the subject of a review by the Judicature Commission, established in 1867 to consider the creation of a "Supreme Court" (a High Court and Court of Appeal) which was published in 1869. The recommendation was that there should be a common system of appeal from all of the High Court divisions, with a limited set of appeals allowed to the House of Lords.^[1] This was instituted by the Judicature Acts, with the Appellate Jurisdiction Act 1876 giving an almost limitless right of appeal to the Lords.^[2]

The new legal structure had a single Court of Appeal, split into two divisions, hearing appeals from a unified High Court of Justice made up of the King's Bench, Chancery and Common Pleas Divisions. In its early days, the Court of Appeal divided its sittings between Westminster Hall for appeals from the High Court and Lincoln's Inn for Chancery, Probate, Divorce and Admiralty appeals, with five Lords Justices. After the opening of the Royal Courts of Justice in 1882 they transferred there, where they remain. As well as the Lords Justices, the Lord Chancellor, any previous Lord Chancellors, the Lord Chief Justice, the Lords of Appeal in Ordinary, the Vice-Chancellor of the Chancery Division and the Master of the Rolls could also hear cases, although in practice only the Master of the Rolls did so.^[3]

Changes in appellate jurisdiction and procedure

The limitless nature of appeals to the House of Lords was the cause of much concern, involving an additional set of expensive and time-consuming appeals from the Court of Appeal that could not necessarily set decisions down in the knowledge that they were final. The appeals from the County Courts were seen similarly, involving an appeal to the High Court of Justice and the bypassing of the Court of Appeal for a second set of appeals to the Lords. The Administration of Justice (Appeals) Act 1934, a short statute, solved both problems neatly by abolishing the appeal of County decisions to the High Court and instead sending them automatically to the Court of Appeal, and by establishing that appeals to the Lords could only take place with the consent of the Court of Appeal or the Lords themselves.^[4]

A second set of changes on appeals took place with the report of the Evershed Committee on High Court Procedure in 1953, which recognised the high cost to the litigants of an additional set of appeals, particularly since the loser in a civil case paid the victor's legal bills. Few changes were made, however, but those enacted included the cessation of the practice that counsel would orally read out the judgment, cross-examinations, documents and evidence given in the lower court, thus cutting time and therefore costs. The process of "leapfrogging" (appealing from the High Court to the House of Lords without needing to go through the Court of Appeal), which they had recommended, was eventually brought into force with the Administration of Justice Act 1969.^[5]

In the early 1960s there was an exchange between judges and academics in the United Kingdom and United States comparing the process of appeal used in both nations. Although the British judges found the emphasis on written arguments unattractive, they did like the idea of pre-reading; that the court should read the pleadings of counsel, the case being appealed and the judgment from the lower court before delivering their judgment. After a trial in the Court of Appeal, despite the success of this, the idea was quietly scrapped. The court which Lord Denning presided over from 1962 to 1982 was under no pressure and had no inclination to modernise, with liaisons and management handled by clerks with little knowledge. This changed in 1981 with the appointment of a Registrar, John Adams, an academic and lawyer, who significantly reformed the internal workings of the Court.^[6]

The Woolf and Bowman reforms

In July 1996, Lord Woolf published Access to Justice, a report on the accessibility of the courts to the public. Woolf identified civil litigation as being categorised by excessive cost, delay and complexity, and managed to replace the diverse rules with a single set of Civil Procedure Rules.^[7] Before Woolf had even published his final report, Sir Geoffrey Bowman, a partner at PriceWaterhouseCoopers and former First Parliamentary Counsel, was commissioned to write a report on the Civil Division of the Court of Appeal. Bowman noted a growing workload and delays, with 14 months between setting down and disposing of a case in 70 percent of cases, the rest taking even longer than that – some had taken five years.^[8] He recommended extending the requirement to ask leave to appeal to almost all Appeal cases, to allow certain appeals to be heard at a lower level, to focus procedure, impose time limits on oral arguments and move judicial time more towards reading and less towards sitting in court.^[9]

Bowman's recommendations were mainly enacted through statutory provisions, such as Part IV of the Access to Justice Act 1999. In Tanfern Ltd v Cameron-MacDonald [2000] 1 WLR 1311, Brooke LJ laid down the procedural methods of the Court of Appeal post-Woolf and Bowman. With a few exceptions, such as cases where "the liberty of the subject" is an issue, permission is required to appeal, and may be granted by either the lower court or by the Court of Appeal.^[10] As a general rule, appeals are now limited to a review of the decision of the lower court, only allowing a full appeal where there was a serious procedural irregularity or the decision was wrong through "blatant error".^[11]

Civil Division

The Civil Division deals with all non-criminal cases, and has been part of the Court since its establishment in 1875. The Civil Division is bound by the Supreme Court of the United Kingdom when making decisions, and is normally bound by its own previous decisions, with four exceptions; where the previous decision was made without the judges knowing of a particular law, where there are two previous conflicting decisions, where there is a later, conflicting Supreme Court or House of Lords decision and where a law was assumed to exist in a previous case but did not. The first three were established by the case of Young v Bristol Aeroplane Co Ltd in 1946, the fourth by R (on the application of Kadhim) v Brent London Borough Housing Benefit Review Board in 2001.^[12] The Civil Division is led by the Master of the Rolls, currently Lord Neuberger, who uses the postnominal MR. The Division hears cases from the High Court of Justice, County Courts and several tribunals.^[13]

Criminal Division

The Criminal Division was established in 1966 with the merger of the Court of Criminal Appeal into the Court of Appeal. It hears all appeals from the Crown Court which are in connection with a trial on indictment (i.e. with a jury) and where the Crown Court has sentenced a defendant committed from the Magistrates' Court. It also exercises the jurisdiction to order the issue of writs of venire de novo.^[14] The Criminal Division, while bound by the Supreme Court, is more flexible with binding itself, due to the heightened stakes in a case where a possible penalty is a prison sentence.^[15] The Division is led by the Lord Chief Justice, currently Lord Judge.

Procedure for appeal

Sections 54 to 59 of the Access to Justice Act 1999 and Part 52 of the Civil Procedure Rules 1998 came into force on 2 May 2000, and created one universal appeals system; not all of these are to the Court of Appeal, with the principle used that an appeal should go to the next highest court in the hierarchy.^[16] Appeals are allowed if the decision in the court below was incorrect, or suffered from a serious procedural error or irregularity.^[17]

Almost all appeals require permission, a major innovation from the previous system, where appeals were, on the request of counsel, almost all automatically put through. The application for permission should be made to the lower court, although this is not mandatory; it may be asked of the appellate court itself. In Re T (A Child) [2002] EWCA Civ 1736, the Civil Division strongly advised that counsel apply at the lower courts, since the judge, fully aware of the facts, will take less time to process, there is no harm if the application fails or if it is approved but counsel decides not to proceed with the case and there are no additional costs involved. The only problem here is that judgments may occasionally be reserved, and only given later by post – there may not be an opportunity to ask for permission to appeal at the lower court.^[18]

The Court of Appeal, when considering an application for appeal, may decide based on the paper documents or refer the case to an oral hearing, something often done when it is apparent that a refusal of the written case will lead the applicant to send a second, oral application. If a written application is refused, the applicant may ask for an oral hearing to discuss the refusal. Under the Civil Procedure Rules 1998, the appeal must have "a real prospect of success", or there must be "some other compelling reason why the appeal should be heard" for it to be accepted.^[19]

Under certain, limited, circumstances, second appeals are allowed. This is when an appeal goes to the High Court or County Court and a party to the case wishes to appeal it further, to the Court of Appeal. Section 55(1) of the Access to Justice Act 1999 says that, when an appeal is made to a County Court or the High Court and that court makes a decision, no further appeal is allowed to the Court of Appeal unless the Court considers that the case raises "an important point of principle or practice" or "there is some other compelling reason for the Court of Appeal to hear it".^[20] In Tanfern Ltd v Cameron-MacDonald [2000] 1 WLR 1311 the Court commented on this limitation of second appeals, pointing out that the Lords Justices of Appeal were a valuable and scarce resource – it was necessary to impose limitations on appeals to prevent the Court and its judges becoming overburdened.^[21]

There are two sorts of hearings that the Court of Appeal can hold; reviews, and full rehearings. Section 52.11(1) of the Civil Procedure Rules 1998 establishes that appeals should always be reviews, unless there are individual circumstances that, "in the interest of justice", make a rehearing necessary.^[22] In its case law, the Court has emphasised that it is up to the individual panel of judges to decide whether to hold a review or rehearing, with the circumstances of the case playing a large part.^[17] In 2004 the Court heard 1,059 appeals, of which 295 were allowed and 413 directly dismissed.^[23]

Judges

Main article: List of Lords Justices of Appeal

The Court of Appeal's main judges are the Lords Justices of Appeal. There are currently 37 sitting Lords Justices, three of whom are female, with the Chancellor of the High Court, President of the Family Division, President of the Queen's Bench Division, Lord Chief Justice and Master of the Rolls also sitting.^[24] Retired Lords Justices sometimes sit in cases, as have retired Law Lords, and High Court judges are allowed to sit on occasion. Lords Justices have, since 1946, been drawn exclusively from the High Court of Justice; prior to this, Lords Justices were (rarely) recruited directly from the Bar.^[25] The division of work in the Court of Appeal is demonstrated by the 2005 statistics, in which Lords Justices sat 66% of the time, High Court Judges 26% of the time and Circuit and Deputy High Court Judges 8% of the time.^[26] Lord Justices are currently paid £188,900, with the Master of the Rolls paid £205,700 and the Lord Chief Justice £230,400.^[27]

The Civil Division is led by the Master of the Rolls, currently Lord Neuberger, who uses the postnominal MR; the Chancellor of the High Court and President of the Family Division regularly, for a period of weeks, lead the Civil Division. Several Civil Division Lords Justices are seconded to the Criminal Division, which is led by the Lord Chief Justice, currently Lord Judge.^[28]

References

1. ^ Drewry (2007) p.31
2. ^ Drewry (2007) p.32
3. ^ Drewry (2007) p.34
4. ^ Drewry (2007) p.35
5. ^ Drewry (2007) p.36
6. ^ Drewry (2007) p.38
7. ^ Drewry (2007) p.46
8. ^ Drewry (2007) p.56
9. ^ Drewry (2007) p.57
10. ^ Drewry (2007) p.58
11. ^ Drewry (2007) p.60
12. ^ Elliott (2008) p.15
13. ^ "Glossary (Court of Appeal Legal Terminology)". HM Government. http://www.hmcourts-service.gov.uk/infoabout/glossary/legal_coa.htm#C. Retrieved 19 December 2009. 
14. ^ Section 53(2)(d) of the Senior Courts Act 1981
15. ^ Elliott (2008) p.16
16. ^ Drewry (2007) p.68
17. ^ ^{a b} Drewry (2007) p.81
18. ^ Drewry (2007) p.69
19. ^ Drewry (2007) p.70
20. ^ Drewry (2007) p.71
21. ^ Drewry (2007) p.73
22. ^ Drewry (2007) p.78
23. ^ Drewry (2007) p.84
24. ^ "Information about – Court of Appeal". HM Government. http://www.hmcourts-service.gov.uk/cms/courtofappeal.htm. Retrieved 19 December 2009. 
25. ^ Drewry (2007) p.111
26. ^ Elliott (2008) p.129
27. ^ Elliott (2008) p.139
28. ^ Drewry (2007) p.110

Bibliography

• Drewry, Gavin; Louis Bloom-Cooper, Charles Blake (2007). The Court of Appeal. Suzanne Fullbrook. Oxford and Portland, Oregon: Hart Publishing. ISBN 1841133876. 
• Elliott, Catherine; Frances Quinn (2008). English Legal System (9th ed.). Pearson Longman. ISBN 9781405859417. 

External links

• Criminal Division home page
• Civil Division home page