The Battle of the Books

"The Battle of the Books" is the name of a short satire written by Jonathan Swift and published as part of the prolegomena to his "A Tale of a Tub" in 1704. It depicts a literal battle between books in the King's Library (housed in St. James's Palace at the time of the writing), as ideas and authors struggle for supremacy. Because of the satire, "The Battle of the Books" has become a term for the Quarrel of the Ancients and the Moderns.

Ancients vs. Moderns

In France at the end of the seventeenth century, a minor furor arose over the question of whether contemporary learning had surpassed what was known by those in Classical Greece and Rome. The "moderns" (epitomized by Fontenelle) took the position that the modern age of science and reason was superior to the superstitious and limited world of Greece and Rome. In his opinion, modern man saw farther than the ancients ever could. The "ancients," for their part, argued that all that is necessary to be known was still to be found in Virgil, Cicero, Homer, and especially Aristotle.

This literary contest was re-enacted in miniature in England when Sir William Temple published an answer to Fontenelle entitled "Of Ancient and Modern Learning" in 1690. His essay introduced two metaphors to the debate that would be reused by later authors. First, he proposed that modern man was just a dwarf standing upon the "shoulders of giants" (that modern man saw farther because he begins with the observations and learning of the ancients). He also saw modern man as a reflected light, while the ancients were sources of light: they possessed a clear view of nature, and modern man only reflected/refined their vision. These metaphors, of the dwarf/giant and the reflecting/emanative light, would show up in Swift's satire and others. Temple's essay was answered by Richard Bentley the classicist and William Wotton, the critic. Temple's friends/clients, sometimes known as the "Christ Church Wits," referring to their association with Christ Church, Oxford and the guidance of Francis Atterbury, then attacked the "moderns" (and Wotton in particular). The debate in England lasted only for a few years.

William Temple was by that point a retired minister, the Secretary of State for Charles II who had conducted peace negotiations with France. As a minister, it was beneath his station to answer common and "professional" (known then as "hack") authors, so most of the battle took place between Temple's enemies and Temple's proxies. Notably, Jonathan Swift was not among the participants, though he was working as Temple's secretary. Therefore, it is likely that the quarrel was more of a spur to Swift's imagination than a debate that he felt inclined to enter.

The satire

Jonathan Swift worked for William Temple during the time of the controversy, and Swift's "A Tale of a Tub" (1703/1705) takes part in the debate. From its first publication, Swift added a short satire entitled "The Battle of the Books" to the "Tale of a Tub." In this piece, there is an epic battle fought in a library when various books come alive and attempt to settle the arguments between moderns and ancients. In Swift's satire, he skillfully manages to avoid saying which way victory fell. He portrays the manuscript as having been damaged in places, thus leaving the end of the battle up to the reader.

The battle is told with great detail to particular authors jousting with their replacements and critics. The battle is not just between Classical authors and modern authors, but also between authors and critics. The prose is a parody of heroic poetry along the lines of Samuel Butler's parody of battle in "Hudibras".

The combat in the "Battle" is interrupted by the interpolated allegory of the spider and the bee. A spider, "swollen up to the first Magnitude, by the Destruction of infinite Numbers of Flies" resides like a castle holder above a top shelf, and a bee, flying from the natural world and drawn by curiosity, wrecks the spider's web. The spider curses the bee for clumsiness and for wrecking the work of one who is his better. The spider says that his web is his home, a stately manor, while the bee is a vagrant who goes anywhere in nature without any concern for reputation. The bee answers that he is doing the bidding of nature, aiding in the fields, while the spider's castle is merely what was drawn from its own body, which has "a good plentiful Store of Dirt and Poison." This allegory was already somewhat old before Swift employed it, and it is a digression within the "Battle" proper. However, it also illustrates the theme of the whole work. The bee is like the ancients and like authors: it gathers its materials from nature and sings its drone song in the fields. The spider is like the moderns and like critics: it kills the weak and then spins its web (books of criticism) from the taint of its own body digesting the viscera.

In one sense, the "Battle of the Books" illustrates one of the great themes that Swift would explore in "A Tale of a Tub": the madness of pride involved in believing one's own age to be supreme and the inferiority of derivative works. One of the attacks in the "Tale" was on those who believe that being "readers" of works makes them the equals of the "creators" of works. The other satire Swift affixed to the "Tale", "The Mechanical Operation of the Spirit," illustrates the other theme: an inversion of the figurative and literal as a part of madness.

Reuse of the trope

Swift's "Battle" owed a great deal to Boileau's "Le Lutrin," although it was not a translation. Instead, it was an English work based on the same premise. However, John Ozell attempted to answer Swift with his translation of "Le Lutrin," where the battle sees Tory authors skewered by Whigs. This prompted a satire of Ozell by Swift and by Alexander Pope. Further, other "battles of the books" appeared after Swift's. Often, these were merely political attacks, as in the later "Battel of the Poets" (1729, by Edward Cooke), which was an attack on Alexander Pope. As a set piece or "topos" of 18th century satire, the "Battle of the Books" was a standard, short-hand for both the Quarrel of the Ancients and Moderns and the era of Swift's battle with William Wotton.

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