Securities Commission of New Zealand

Securities Commission of New Zealand

The Securities Commission is an autonomous Crown Entity and New Zealand's main regulator of investments. It also runs a co-regulatory model with the New Zealand Stock Exchange.

The Securities Commission undertakes the following roles:

* Enforcement, monitoring and market oversight

* Law reform

* Exemptions

* Authorisations

* International co-operation and

* Promoting public understanding

Commission Members

(As of February 2008)
* Jane Diplock AO BA(Hons), LL.B, DipEd (Sydney), Dip Int. Law (ANU). Chairman.
* Colin Beyer LL.B, FIOD. Consultant to Simpson Grierson, Wellington. Professional: Solicitor, Wellington.
* Mai Chen LL.B (Hons) (Otago), LL.M (Harvard), FNZIM. Lawyer, Wellington.
* Annabel Cotton BMS (Accounting & Finance), ACA, CSAP. Business Consultant, Auckland.
* Keitha Dunstan PhD(QLD), M.Bus(QUT), Grad Dip Mgt(UCQ), B.Com(QLD). Research Professor School of Accounting and Commercial Law, Victoria University of Wellington.
* John Holland B.Com, LL.B. Lawyer, Christchurch. Professional: Partner of Chapman Tripp.
* David Jackson M.Com (Hons) FCA. Company Director, Auckland.
* Joanna Perry MA (Cantab), FCA (ICANZ), FCA (ICAEW). Chartered Accountant and Company Director, Auckland.
* Cathy Quinn LL.B. Lawyer, Auckland. Professional: Partner of Minter Ellison Rudd Watts.
* Neville Todd B Com (Otago). Company Director, Wellington.

External links

* [http://www.seccom.govt.nz/ Securities Commission Website]


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