The National Securities Markets Improvement Act of 1996
- The National Securities Markets Improvement Act of 1996
The National Securities Markets Improvement Act of 1996 is an amendment to United States federal securities laws in order to promote efficiency and capital formation in the financial markets, and to amend the Investment Company Act of 1940 to promote more efficient management of mutual funds, protect investors, and provide more effective and less burdensome regulation between states and the Federal Government.
ee also
*Uniform Securities Act
*Uniform Securities Agent State Law Examination (Series 63)
ources
* [http://thomas.loc.gov/cgi-bin/query/z?c104:H.R.3005: National Securities Markets Improvement Act of 1996 (Enrolled as Agreed to or Passed by Both House and Senate) [H.R.3005.ENR] ]
Wikimedia Foundation.
2010.
Look at other dictionaries:
National Securities Markets Improvement Act of 1996 — The National Securities Markets Improvement Act of 1996 is an amendment to United States federal securities laws in order to promote efficiency and capital formation in the financial markets, and to amend the Investment Company Act of 1940 to… … Wikipedia
National Securities Markets Improvement Act - NSMIA — Passed by the U.S. Congress in 1996, the NSMIA was an attempt to update and amend previous security acts and create one uniform code that companies and regulators could follow. This bill deals with securities, brokers, advisors, and dealers. Its… … Investment dictionary
Securities Fraud Deterrence and Investor Restitution Act — The Securities Fraud Deterrence and Investor Restitution Act was USBill|108|H.R.|2179 and is a bill currently on the Union Calendar. Its official titles as introduced, is To enhance the authority of the Securities and Exchange Commission to… … Wikipedia
Uniform Securities Act — The Uniform Securities Act (USA) is a model statute designed to guide each state in drafting its state securities law. It was created by the National Conference of Commissioners on Uniform State Laws (NCCUSL).The purpose of the Uniform Securities … Wikipedia
U.S. Securities and Exchange Commission — Infobox Government agency agency name = U.S. Securities and Exchange Commission nativename = SEC seal width = 140px seal caption = formed = June 6, 1934 jurisdiction = Federal government of the United States headquarters = Washington, D.C.… … Wikipedia
Economic Affairs — ▪ 2006 Introduction In 2005 rising U.S. deficits, tight monetary policies, and higher oil prices triggered by hurricane damage in the Gulf of Mexico were moderating influences on the world economy and on U.S. stock markets, but some other… … Universalium
Covered security — A Covered Security, under The National Securities Markets Improvement Act of 1996, is a security listed on the NYSE, AMEX, Midwest (Chicago), or NASDAQ Global Market or any security senior to (bond or preferred) or equal to (rights and warrants) … Wikipedia
Covered Security — A Covered Security, under The National Securities Markets Improvement Act of 1996, is a security listed on the NYSE, AMEX, Midwest (Chicago), or NASDAQ Global Market or any security senior to (bond or preferred) or equal to (rights and warrants) … Wikipedia
Blue sky law — A blue sky law is a state law in the United States that regulates the offering and sale of securities to protect the public from fraud. Though the specific provisions of these laws vary among states, they all require the registration of all… … Wikipedia
Jack Fields — Infobox Congressman name = Jack Fields small birth = February 3, 1952 place of birth = Humble, Texas state = Texas district = 8th term = 1981–1997 preceded = Bob Eckhardt succeeded = Kevin Brady party = Republican spouse = Lynn Fields… … Wikipedia
