Oprichnina

The Oprichniks.
This canvas by N. V. Nevrev shows the oprichniks about to knife the boyar I. P. Fyodorov (1568), whom they have forced to sit on the Tsar's throne.

The Oprichnina (Russian: Опри́чнина, IPA: [ɐˈprʲit͡ɕnʲɪnə]) is the period of Russian history between Tsar Ivan the Terrible's 1565 initiation and his 1572 disbanding of a domestic policy of secret police, mass repressions, public executions, and confiscation of land from Russian aristocrats. The six thousand political police enforcing the policy were called oprichniki, and the term oprichnina also applies to the secret police organization^[1] and to the territory in which, during that period, the Tsar ruled directly and in which his oprichniki operated^[2]

The term oprichnina, which Ivan coined for this policy, derives from the Russian word oprich (Russian: опричь, apart from, except).

Causes

In 1558, Tsar Ivan IV started the Livonian war after the Livonian Confederation refused to pay tribute to Russia. A broad coalition, which included Poland, Lithuania and Sweden, were drawn into the war against Russia. The war became drawn-out and expensive. Raids by Crimean Tatars, Polish and Lithuanian invasions, famines, a trading blockade and escalating costs of war ravaged Russia.

In 1564, Prince Andrei Kurbsky, who had defected to the Lithuanians, led the Lithuanian army against Russia, devastating the Russian region of Velikiye Luki.

Tsar Ivan began to suspect that other aristocrats were also ready to betray him.^[3] V.O. Klyuchevskii and S.B. Veselovskii explained the oprichnina in terms of Ivan’s paranoia and denied larger social aims for the oprichnina.^[4] However, historian Sergei Fyodorovich Platonov argued that Ivan IV intended the oprichnina as a suppression of the rising boyar aristocracy.^[5] Professor Isabel de Madariaga has expanded this idea to explain the oprichnina as Ivan’s attempt to subordinate all independent social classes to the autocracy.^[6]

Creation

On December 3, 1564, Ivan IV departed Moscow on pilgrimage. While such journeys were routine for the throne, Ivan neglected to set the usual arrangements for rule in his absence. Moreover, an unusually large personal guard, a significant number of boyars, and the treasury accompanied him.^[7]

After a month of silence, Ivan finally issued two letters from his fortifications at Aleksandrova Sloboda on January 3. The first addressed the elite of the city and accused them of embezzlement and treason. Further accusations concerned the clergy and their protection of denounced boyars. In conclusion, Ivan announced his abdication. The second letter addressed the population of Moscow and claimed “he had no anger against” its citizenry. Divided between Sloboda and Moscow, the boyar court was unable to rule in absence of Ivan and feared the wrath of the Muscovite citizenry. A boyar envoy departed for Aleksandrova Sloboda to beg Ivan to return to the throne.^[8]

Ivan IV agreed to return on condition that he may persecute treason outside legal limitations. He demanded that he execute and confiscate the land of traitors without interference from the boyar council or church. To pursue his investigations, Ivan decreed the creation of the oprichnina (originally a term for land left to a noble widow, separate from her children's land). He also raised a levy of 100,000 rubles to pay for the oprichnina^[9]

Organization

The oprichnina consisted of a separate territory within the borders of Russia, mostly in the territory of the former Novgorod Republic in the north. This region included many of the financial centers of the state, including the salt region of Staraia Russa and prominent merchant towns. Ivan held exclusive power over the oprichnina territory. The Boyar Council ruled the zemshchina ('land'), the second division of the state. Until 1568, the oprichnina relied upon many administrative institutions under zemshchina jurisdiction. Only when conflict between the zemshchina and oprichnina reached its peak did Ivan create independent institutions within the oprichnina.^[10]

Ivan also stipulated the creation of a personal guard known as the oprichniki. Originally it was a thousand strong. The noble oprichniki Aleksei Basmanov and Afanasy Viazemsky oversaw recruitment. Nobles and townsmen free of relations to the zemshchina or its administration were eligible for Ivan’s new guard.^[11] Henri Troyat has emphasized the lowly origin of the oprichnina recruits.^[12] However, historian V.B. Kobrin has contested that a shift to the lower classes constituted a late development in the oprichnina era. Many early oprichniki had close ties to the princely and boyar clans of Russia.^[13]

Territorial divisions under the oprichnina led to mass resettlement. When the property of zemshchina nobles fell within oprichnina territory, oprichniki seized their lands and forced the owners onto zemshchina land. The oprichnina territory included primarily service estates. S.B. Veselovskii and A.A. Zimin have argued that this division left heredity landownership largely unaffected. However, Platonov and other scholars have posited that resettlement aimed to undermine the power of the landed nobility. Pavlov has cited the relocation of zemshchina servicemen from oprichnina territories onto heredity estates as a critical blow to the power of the princely class. The division of hereditary estates diminished the influence of the princely elites in their native provinces.^[14] The worst affected was the province of Suzdal which lost 80% of its gentry.^[15]

The oprichniki enjoyed social and economic privileges under the oprichnina. While zemshchina boyars lost both heredity and service land, the oprichniki retained heredity holdings that fell in zemshchina land. Moreover, Ivan granted the oprichnina the spoils of a heavy tax levied upon the zemshchina nobles. The rising oprichniki owed their allegiance to Ivan, not heredity or local bonds.^[16]

Operations

The first wave of persecutions targeted primarily the princely clans of Russia, notably the influential families of Suzdal’. Ivan executed, exiled, or tonsured prominent members of the boyar clans on questionable accusations of conspiracy. 1566 saw the oprichnina extended to eight central districts. Of the 12,000 nobles there, 570 became oprichniks, the rest were expelled. They had to make their way to the zemschina in mid winter, peasants who helped them were executed.^[17] In a show of clemency, Ivan recalled a number of nobles to Moscow. The Tsar even called upon zemshchina nobles for a Zemskii sobor concerning the Livonian War. Ivan posed the question of whether Russia should surrender the Livonian territories to recently victorious Lithuania or maintain the effort to conquer the region. The body approved war measures and advanced emergency taxes to support the draining treasury.

However, the sobor also forwarded a petition to end the oprichnina. The Tsar reacted with a renewal of the oprichnina terror. Ivan ordered the immediate arrest of the petitioners and executed the alleged leaders of the protest. Further investigations tied Ivan Federov, leader of the zemshchina duma, to a plot to overthrow Ivan; Federov was removed from court and executed shortly thereafter.^[18]

The overthrow of King Erik XIV of Sweden and the death of Ivan’s second wife exacerbated Ivan’s suspicions. His attention turned to the northwestern city of Novgorod. The second-largest city in Russia, Novgorod housed a large service nobility with ties to some of the condemned boyar families of Moscow. Despite the sack of the city under Ivan III, Novgorod maintained a political organization removed from Russia’s central administration. Moreover, the influence of the city in the northeast had increased as the city fronted the military advance against the Lithuanian border. The treasonous surrender of the border town Izborsk to Lithuania also caused Ivan to question the faith of border towns.

Ivan IV and an oprichniki detachment instituted a month-long terror in Novgorod. The oprichniki raided the town and conducted executions among all classes. As the Livonian campaign constituted a significant drain on state resources, Ivan targeted ecclesiastical and merchant holdings with particular fervor. After Novgorod, the oprichniki company turned to the adjacent merchant city Pskov. The city received relatively merciful treatment. The oprichniki limited executions and focused primarily upon the seizure of ecclesiastical wealth. According to a popular apocryphal account, a mad religious ascetic prophesied the fall of Ivan and thus motivated the deeply religious Tsar to spare the city. Alternatively, Ivan may have felt no need to institute a terror in Pskov due to his prior sack of the city in wake of the Izborsk treason. The dire financial condition of the state and the need to bolster the war treasury likely inspired the second raid.^[19]

Ivan IV maintained the heightened terror as he returned to Moscow. A series of particularly brutal open-air executions were held in Moscow’s Pagan Square. The persecutions began to target the oprichnina leadership itself. The tsar had already refused Basmanov and Viazemsky participation in the Novgorod campaign. Upon his return, Ivan condemned the two to prison, where they died shortly thereafter. Pavlov links Ivan’s turn against the higher echelons of oprichniki to the increasing number of the lower-born among their ranks. Ivan may have reacted to the apparent discontent among the princely oprichniki over the brutal treatment of Novgorod. Furthermore, class disparity may have set the lower recruits against the princely oprichniki. As Ivan already suspected the older oprichniki on the issue of Novgorod, the lower-born recruits may have advanced the new persecutions to increase their influence in the oprichnina hierarchy.^[20]

Disbandment

1572 saw the fall of the oprichnina state structure. The zemshchina and oprichnina territories were reunited and placed under rule of a reformed Boyar Council, which included members from both sides of the divided apparatus.^[21]

Scholars have cited diverse factors to explain the dissolution of the oprichnina. The Crimean Tartars invaded the Southern Volga region in 1571. A joint oprichnina-zemshchina force repelled the invasion only after the Crimean advance sacked Moscow and forced Ivan into a humiliating retreat. The success of the Tartarate may have shaken the Tsar’s faith in the effectiveness of the oprichnina. Ivan may have found state division ineffective in a period of war and its significant social and economic pressures. Alternatively, Ivan may have deemed the oprichnina a success; the weakening of the princely elite achieved, the Tsar may have felt that the terror had simply outlived its usefulness.^[22]

Legacy

Apollinary Vasnetsov's 1911 painting "The street in the town" : people fleeing at the arrival of the Oprichniki (inspired by the opera The Oprichnik by Tchaikovsky)

Scholar Robert O. Crummey and Platonov have emphasized the social impact of the mass resettlements under the oprichnina. The division of large estates into smaller oprichnik plots subjected the peasants to a stricter landowning dominion. Furthermore, a new itinerant population emerged as state terror and the seizure of lands forced many peasants from their lands. The increase in itinerants may have motivated the ultimate institutionalization of serfdom by the Russian throne.^[23] Historian Isabel de Madariaga has emphasized the role of the oprichnina in the consolidation of aristocratic power. Resettlement drastically reduced the power of the heredity nobility. Oprichniki landowners who owed their loyalty to the throne replaced an aristocracy that may have evolved independent political ambitions.^[24] Alternatively, Crummey has summarized the social effects of the oprichnina as a failure. From this perspective, the oprichnina failed to pursue coherent social motives and instead pursued a largely unfocused terror.^[25]

Ivan Lazhechnikov wrote the tragedy The Oprichniki (Russian: Опричники), on which Tchaikovsky based his opera The Oprichnik. In turn, Tchaikovsky's opera inspired a 1911 painting by Apollinary Vasnetsov, depicting a city street and people fleeing in panic at the arrival of the oprichniki.

References

1. ^ Oleg Gordievsky and Christopher Andrew (1999). KGB: The Inside Story of its intelligence operations from Lenin to Gorbachev (Russian language edition, Moscow, Centerpoligraph, ISBN 5-227-00437-4, page 21)
2. ^ Walter Leitsch. "Russo-Polish Confrontation" in Taras Hunczak, ed. "Russian Imperialism". Rutgers University Press. 1974, p.140
3. ^ R.Skrynnikov, Ivan Grosny, M., Science, 1975, pp.93-96
4. ^ Andrei Pavlov and Maureen Perrie, Ivan the Terrible (London: Pearson Education Limited, 2003), 123.
5. ^ S.F. Platonov, Ivan the Terrible, trans. Joseph L. Wieczynski (Gulf Breeze, FL: Academic International Press, 1986), 101-102.
6. ^ Isabel De Madariaga, Ivan the Terrible: First Tsar of Russia (London: Yale University Press, 2005), 364-365, 368-370.
7. ^ Andrei Pavlov and Maureen Perrie, Ivan the Terrible (London: Pearson Education Limited, 2003), 107.
8. ^ Isabel De Madariaga, Ivan the Terrible: First Tsar of Russia (London: Yale University Press, 2005), 176-178; Andrei Pavlov and Maureen Perrie, Ivan the Terrible (London: Pearson Education Limited, 2003), 112-113.
9. ^ Isabel de Madariaga, Ivan the Terrible, page 179-80
10. ^ Andrei Pavlov and Maureen Perrie, Ivan the Terrible (London: Pearson Education Limited, 2003), 109-111, 140.
11. ^ Isabel De Madariaga, Ivan the Terrible: First Tsar of Russia (London: Yale University Press, 2005), 182-183; Andrei Pavlov and Maureen Perrie, Ivan the Terrible (London: Pearson Education Limited, 2003), 112-113.
12. ^ Henri Troyat, Ivan the Terrible, trans. E.P. Dutton (London: Phoenix Press, 2001), 129-130.
13. ^ Andrei Pavlov and Maureen Perrie, Ivan the Terrible (London: Pearson Education Limited, 2003), 113.
14. ^ Andrei Pavlov and Maureen Perrie, Ivan the Terrible (London: Pearson Education Limited, 2003), 143-145; S.F. Platonov, Ivan the Terrible, trans. Joseph L. Wieczynski (Gulf Breeze, FL: Academic International Press, 1986), 130.
15. ^ Isabel de Madariaga, Ivan the Terrible, page 182
16. ^ Andrei Pavlov and Maureen Perrie, Ivan the Terrible (London: Pearson Education Limited, 2003), 113.
17. ^ Isabel de Madariaga, Ivan the Terrible, page 183
18. ^ Isabel De Madariaga, Ivan the Terrible: First Tsar of Russia (London: Yale University Press, 2005), 202-208, 231-232; Andrei Pavlov and Maureen Perrie, Ivan the Terrible (London: Pearson Education Limited, 2003), 130-134.
19. ^ Isabel De Madariaga, Ivan the Terrible: First Tsar of Russia (London: Yale University Press, 2005), 242-250; Andrei Pavlov and Maureen Perrie, Ivan the Terrible (London: Pearson Education Limited, 2003), 147-152.
20. ^ Isabel De Madariaga, Ivan the Terrible: First Tsar of Russia (London: Yale University Press, 2005), 255-260; Andrei Pavlov and Maureen Perrie, Ivan the Terrible (London: Pearson Education Limited, 2003), 155-156, 161-162.
21. ^ Isabel De Madariaga, Ivan the Terrible: First Tsar of Russia (London: Yale University Press, 2005), 282; Andrei Pavlov and Maureen Perrie, Ivan the Terrible (London: Pearson Education Limited, 2003), 166-167.
22. ^ Isabel De Madariaga, Ivan the Terrible: First Tsar of Russia (London: Yale University Press, 2005), 278-279; Andrei Pavlov and Maureen Perrie, Ivan the Terrible (London: Pearson Education Limited, 2003), 162-167.
23. ^ Robert O. Crummey, “Ivan IV: Reformer or Tyrant?” in Reinterpreting Russian History, ed. Daniel H. Kaiser and Gary Marker (New York: Oxford University Press, 1994), 162-163; S.F. Platonov, Ivan the Terrible, trans. Joseph L. Wieczynski (Gulf Breeze, FL: Academic International Press, 1986), 114-119.
24. ^ Isabel De Madariaga, Ivan the Terrible: First Tsar of Russia (London: Yale University Press, 2005), 368-370.
25. ^ Robert O. Crummey, “Ivan IV: Reformer or Tyrant?” in Reinterpreting Russian History, ed. Daniel H. Kaiser and Gary Marker (New York: Oxford University Press, 1994), 162.

Further reading

• Walter Leitsch. "Russo-Polish Confrontation" in Taras Hunczak, ed. "Russian Imperialism". Rutgers University Press. 1974, p. 140
• Oleg Gordievsky and Christopher Andrew (1999). KGB: The Inside Story of its intelligence operations from Lenin to Gorbachev (Russian language edition, Moscow, Centerpoligraph, ISBN 5-227-00437-4, page 21)

External links

• The New York Times Book Review - A Dystopian Tale of Russia’s Future (2011/03/13)