Obligatory Contour Principle

The Obligatory Contour Principle (OCP) is a phonological hypothesis that states that (certain) consecutive identical features are banned in underlying representations.

Background considerations

A commonly held conception within phonology is that no morpheme is allowed to contain two consecutive high tones. If two consecutive high tones appear within a single morpheme, some rule must have applied (Odden 1986). Maybe one of the surface high-tone vowels was underlyingly high-toned, while the other was underlyingly toneless. Then, since all vowels must have tone at the surface (in this hypothetical language), the high tone of the one vowel spreads onto the other (see autosegmental phonology). Alternatively, one (or both) of the vowels may have started out low-toned and become high-toned due to the application of some rule; or perhaps there was a low tone between the two high tones that got deleted at some point. Regardless, the OCP claims that there can not have been two consecutive high tones (nor two consecutive low tones, etc.) in the underlying representation of the morpheme, i.e. in the morpheme's lexical entry.

History

The locus classicus of the OCP is Leben (1973), in which it was formulated as a morpheme-structure constraint precluding sequences of identical tones from underlying representations. In autosegmental phonology (Goldsmith 1976), with articulated conceptions about associations between featural melodies and skeletal units (i.e. CV phonology, see McCarthy 1979, McCarthy 1981, Steriade 1982, Clements & Keyser 1983), moraic phonology (Hyman 1985, Hayes 1989), the OCP was considered to be relevant to adjacent singly linked melodies but not to doubly linked melodies. The OCP in this 'rules and constraints' era was no longer simply a constraint on underlying forms, but also began to play a role in the course of a phonological derivation. McCarthy (1986) proposed that the OCP can actively block the application of or repair the output of phonological rules, while Yip (1988) attempted to extend the role of the OCP to trigger the application of rules as well. However, there was also a strong opposition to the OCP as a formal constraint in phonological theory, headed by David Odden. Odden (1986) showed that, contrary to the contemporaneous assumption that constraints were inviolable, an examination of African tonal systems reveals many apparent surface violations of the OCP. A lively debate continued between John McCarthy and David Odden for several years, with each adding an extra 'anti-' to the title of the previous article of the other - e.g. "Anti anti-gemination and the OCP" (Odden 1988), a reply to (McCarthy 1986).

Debate

In Optimality Theory (OT) (Prince & Smolensky 2004), the OCP has been again redefined as a violable constraint. Yet many issues as to its precise formal character remain: (i) locality - what is the domain of the OCP (i.e. strict adjacency? etc.) and how is the domain represented in the theory; (ii) near-identical sequences - many languages show an OCP-like resistance to sequences of segments that differ in just one distinctive feature; is this the effect of the OCP, some other constraint? If the latter, how is this constraint formally related to the OCP; (iii) status as an OT constraint - is the OCP a single constraint, or is it the local self-conjunction of markedness constraints (Alderete 1997)? These and other issues related to the OCP continue to be hotly debated in phonological theory.

Footnotes

References

• Alderete, John (1997), "Dissimilation as local conjunction", in K. Kusumoto, Proceedings of North East Linguistic Society 27, Amherst: Graduate Linguistic Student Association, pp. 17–31, http://roa.rutgers.edu/view.php3?id=515 .
• Clements, George N; Keyser, S. J. (1983), CV Phonology, Cambridge, Mass.: MIT Press .
• Goldsmith, John (1976), Autosegmental Phonology . PhD dissertation, MIT.
• Hayes, Bruce (1989), "Compensatory lengthening in moraic phonology", Linguistic Inquiry 20: 253–306 . Scanned 2MB Searchable 5MB
• Hyman, Larry M. (1985), A theory of phonological weight, Dordrecht: Foris 
• Leben, William (1973), Suprasegmental Phonology . PhD dissertation, MIT. Distributed by Indiana University Linguistics Club.
• McCarthy, John J (1979), Formal problems in Semitic phonology and morphology, http://people.umass.edu/jjmccart/dissertation.pdf . PhD dissertation, MIT.
• McCarthy, John J (1981), "A prosodic theory of non-concatenative morphology", Linguistic Inquiry 12: 373–418, http://people.umass.edu/jjmccart/prosodic_theory_of_nonconcatenative_morphology.pdf .
• McCarthy, John J (1986), "OCP effects: Gemination and antigemination", Linguistic Inquiry 17: 207–263, http://people.umass.edu/jjmccart/ocp_effects_gemination_and_antigemination.pdf .
• Odden, David (1986), "On the role of the Obligatory Contour Principle in phonological theory", Language 62: 353–383 .
• Odden, David (1988), "Anti anti-gemination and the OCP", Linguistic Inquiry 19: 451–475 .
• Prince, Alan; Smolensky, Paul (2004), Optimality Theory: Constraint Interaction in Generative Grammar, Malden, MA and Oxford, UK: Blackwell, http://roa.rutgers.edu/searchlist.php3?num=7&detail=&pointer=0&search=Optimality%20Theory:%20Constraint%20Interaction%20in%20Generative%20Grammar&ids=845 . [Revision of 1993 technical report, RUCCS. Available on Rutgers Optimality Archive, ROA-537].
• Steriade, Donca (1982), Greek prosodies and the nature of syllabification . PhD dissertation, MIT.
• Yip, Moira (1988), "The Obligatory Contour Principle and phonological rules: a loss of identity", Linguistic Inquiry: 65–100 .