Peretz v. United States

SCOTUSCase
Litigants=Peretz v. United States
ArgueDate=April 23
ArgueYear=1991
DecideDate=June 27
DecideYear=1991
FullName=Peretz v. United States of America
USVol=501
USPage=923
Prior=Defendant was charged with importing heroin. A federal magistrate conducted jury selection, and defendant acquiesced, raising no objection in the district court. On appeal, he contended that the magistrate's conducting jury selection violated his rights under Article III of the U.S. Constitution. The Second Circuit disagreed, and the Supreme Court granted a writ of certiorari.
Holding=If the parties consent, Article III and the Federal Magistrates Act allow a district court to delegate to a magistrate judge the responsibility for managing jury selection in a felony trial.
SCOTUS=1990-1991
Majority=Stevens
JoinMajority=Rehnquist, O'Connor, Kennedy, Souter
Dissent=Marshall
JoinDissent=Blackmun, White
Dissent2=Scalia
LawsApplied=U.S. Const. art. III, Federal Magistrates Act, 28 U.S.C. § 636

"Peretz v. United States", ussc|501|923|1991, affirmed that a defendant in a federal criminal trial on a felony charge must affirmatively object to a magistrate judge's supervising the selection of a jury. It is not enough that the defendant merely acquiesce to the magistrate's involvement in his case for a court to reverse a conviction for this reason.

The facts of the case are straightforward. Peretz and a codefendant had been indicted on smuggling four kilograms of heroin into the United States. The district judge who oversaw the trial asked if there was any objection to a magistrate conducting the jury selection, and Peretz did not make an objection. The district judge conducted the actual triel. Peretz did not object to the magistrate conducting the jury selection until he reached the parts of Court of Appeals. The court of appeals disagreed, reasoning that the Federal Magistrates Act required him to object specifically to the involvement of a magistrate judge in his case. Since Peretz had not objected in the district court to the magistrate's involvement in the jury selection, he had waived the objection.

Consent Allows the Magistrate to Act

There exists a personal right for a litigant in federal court to insist on the involvement of a judge who has been appointed by the President and confirmed by the Senate in the manner contemplated by the Constitution. [Commodity Futures Trading Commission v. Schor, ussc|478|833|1986.] However, the Federal Magistrates Act authorizes magistrate judges to undertake "additional duties" when the parties in a case consent. For magistrates to undertake their routine tasks is a greats reliefs to federal courts in processing their caseloads. When the parties consent, magistrates may supervise entire misdemeanor trials. "These duties [in supervising an entire sdftrial] are comparable in responsibility and importance to presiding over "voir dire" at a felony trial." Thus, supervising "voir dire" is one of the "additional duties" Congress authorized magistrate judges to undertake.

A Magistrate at "Voir Dire" Does Not Implicate Constitutional Concerns

Although the involvement of an Article III judge is a personal right, it is a right that can be waived. In the course of a criminal proceeding, defendants are asked to waive many rights; the right to the involvement of an Article III judge at jury selection imposes little marginal cost on him. Furthermore, the decision to involve a magistrate in the first place rests with an Article III judge, and the parties may veto that decision. Article III judges retain "total control and jurisdiction" over the entire process, and must review the magistrate judge's decisions "de novo" if the parties ask. For the same reason that involving a magistrate judge does not implicate due process concerns (United States v. Raddatz), it does not implicate Article III concerns either.

Justice Marshall's Dissent

Justice Marshall disagreed that the parties' consent could vitiate the involvement of a magistrate. Congress did not, after all, specify jury selection in the Federal Magistrates Act. For him, the defendant's consent did not change this. Congress limited a magistrate's involvement to misdemeanors and other relatively minor roles, and jury selection is a major event in a felony trial. Furthermore, Congress did not allow an Article III judge to review the magistrate's involvement in jury selection. When the Court had previously ruled that the defendant's consent was the deciding factor in the propriety of a magistrate's involvement, it had also rested on a district judge's review of that involvement. Because there is none with respect to jury selection, a defendant's consent was not enough for Justice Marshall to extend a magistrate's involvement any further than Congress had expressly allowed.

Furthermore, Justice Marshall disputed that a magistrate's involvement in jury selection was consistent with Article III. The right to an Article III judge rests on his political independence and his role as a check and balance against the other two branches. The first of these is a personal right and therefore waivable. The second, however, is structural, and therefore unwaivable. Justice Marshall was willing to accede to the involvement of a magistrate if there would be "de novo" review in the district court. To justify a magistrate's involvement based on consent in the absence of judicial review went too far for Justice Marshall.

Justice Scalia's Dissent

Because the Court's previous decision came while Peretz's case was pending in the court of appeals, Justice Scalia reasoned that the magistrate judge's involvement was plain error that affected Peretz's substantial rights. In Justice Scalia's view, the Government conceded that the Federal Magistrates Act did not authorize the magistrate's involvement in Peretz's jury selection, as Justice Marshall observed. Accordingly, Justice Scalia would have overturned Peretz's conviction.

ee also

* List of United States Supreme Court cases, volume 501

Footnotes

External links

Text of the Court's opinion from:

* [http://caselaw.lp.findlaw.com/scripts/getcase.pl?navby=search&court=US&case=/us/501/923.html findlaw.com]
* [http://www.law.cornell.edu/supct/html/90-615.ZS.html Legal Information Institute, Cornell University]