Series 6

Series 6

The Investment Company Products/Variable Life Contracts Representative Exam, commonly referred to as the Series 6, is a multiple choice exam that registers an individual to transact a limited set of securities:
* Mutual funds
* Closed-end funds on the initial offering only
* Unit Investment Trust
* Variable Annuities
* Variable Life Insurance
* Municipal Fund Securities

A Series 6 registered individual cannot transact in corporate securities, direct participation programs (DPPs), or option products.

This exam is administered by the Financial Industry Regulatory Authority (Previously known as the NASD). In order to take the exam an individual must be sponsored by a firm who is a member of FINRA or is a Self Regulatory Organization (SRO).

The time limit for the exam is 2 hours and 15 minutes to complete 100 questions. 70% is considered passing.

A FINRA sponsored study guide may be found [http://www.finra.org/RegistrationQualifications/BrokerGuidanceResponsibility/Qualifications/p011096?ssSourceNodeId=759&ssSourceSiteId=5 here] under the appropriate series number in PDF format.

ee also

* List of Securities Examinations
* Series 7
* Series 24
* Series 63
* NASD
* FINRA

ources

Financial Industry Regulatory Authority (http://www.finra.org)


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